DF
David P. Feldstein
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Marietta, GA 30060
Some features on this profile are disabled
CRD#: 4843008
DF
Professional summary
David Paul Feldstein, who also goes by David Feldstein, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Marietta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Marietta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Feldstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCHOOL GOVERNANCE COUNCIL, 10625 PARSONS RD, JOHNS CREEK, GA, 01/2024, COMMITTEE MEMBER, VOLUNTEER, NIR, 2 HR/MO, 0 HR/MO TRADING. 2) VITA FINANCIAL, 320 CHEROKEE ST NE, SUITE D, MARIETTA, GA, 01/2024, President, DBA, NIR, 160 HR/MO, 160 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 4) BOOMER CONCIERGE, JOHNS CREEK, GA, 01/2024, PRESIDENT, CONSULTING/COACHING, NIR, 10 HR/MO, 0 HR/MO TRADING. 5) DAVID FELDSTEIN, 320 Cherokee Street NE, Suite D, Marietta GA 30060, 09/2024, Agent, 1099, INV REL, 40 HR/MO, 40 HR/MO TRADING. 6) LUXOPUS COLLECTIVE LLC DBA VERANOVIA, 320 Cherokee Street NE, Suite D, Marietta GA 30060, 04/2025, Owner, DBA Name, NIR, 160 HR/MO, 140 HR/MO TRADING. 7) VERANOVIA OSJ SERVICES DBA VERANOVIA OSJ, 320 Cherokee Street NE, Suite D, Marietta GA 30060, United States, 08/01/2025, Owner, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING 8) VERA PLANNING, 7020 Sweet Creek Rd, Suite D, Marietta GA 30060, United States, 09/01/2025, President, DBA Name, NIR, 160 HR/MO - 140 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Feldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 320 Cherokee Street Ne, Suite D, Marietta, GA 30060RIA
CRD#: 134139
Marietta, GA
Current
January 22, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 320 Cherokee Street Ne, Suite D, Marietta, GA 30060BD
CRD#: 39543
Marietta, GA
Past
October 1, 2018 - January 22, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Atlanta, GA
Past
September 6, 2018 - January 22, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Atlanta, GA
Past
June 7, 2013 - August 17, 2018
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ATLANTA, GA
Past
January 24, 2013 - August 17, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ATLANTA, GA
Past
February 24, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SARASOTA, FL
Past
February 24, 2005 - January 23, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/24/2024)
RR
Arizona(3/13/2025)
RR
California(1/23/2024)
RR
Colorado(1/24/2024)
RR
Florida(1/22/2024)
IAR
Florida(10/3/2025)
RR
Georgia(1/22/2024)
IAR
Georgia(1/24/2024)
RR
Indiana(1/24/2024)
RR
Maryland(1/29/2024)
RR
Massachusetts(1/22/2024)
RR
Minnesota(1/26/2024)
RR
Missouri(1/23/2024)
RR
Nevada(1/26/2024)
RR
New Hampshire(9/19/2024)
RR
New Jersey(1/22/2024)
RR
New York(1/28/2024)
RR
North Carolina(1/25/2024)
RR
Ohio(1/22/2024)
RR
South Carolina(1/25/2024)
RR
Tennessee(1/13/2025)
RR
Texas(1/22/2024)
IAR
Texas(1/22/2024)
RR
Virginia(1/22/2024)
RR
Washington(1/24/2024)
RR
West Virginia(1/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
