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Thomas Kerestes

PRAXESS SECURITIES
Nashville, TN
·CRD# 4842923·22 years experience

Professional Summary

Thomas Kerestes is a registered financial advisor currently at PRAXESS SECURITIES, LLC located in Nashville, Tennessee. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 55, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

PRAXESS SECURITIES, LLC·CRD# 326036
BD
1. 21 Platform Way S Suite 1400, Nashville, TN 372032. 21 Platform Way S Suite 1400, Nashville, TN 372033. 21 Platform Way S Suite 1400, Nashville, TN 37203
November 10, 2025 - Present
JEFFERIES LLC·CRD# 2347
BD
Chicago, IL
December 3, 2012 - April 9, 2015
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Chicago, IL
October 5, 2004 - September 24, 2012

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Current Firm

PS
PRAXESS SECURITIES, LLC

PRAXESS | PRAXESS, LLC | PRAXESS SECURITIES, LLC. | PRAXESS SECURITIES, LLC

CRD#: 326036 / SEC#: 8-71110
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

21 Platform Way S Suite 1400, Nashville, TN 37203

Mailing Address

21 Platform Way S Suite 1400, Nashville, TN 37203

Phone Number

(314) 308-6689

Established

Delaware since 02/07/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRAXESS CAPITAL, LLCOWNER/MANAGER—
FORSYTH, JENNIFER KRISTINPOO/CCO/FINOP4956758
MANKWITZ, BRIAN V.OUTSIDE DIRECTOR5016017
WILDMAN, JAMES HOUGHTONCEO/MEMBER2992224

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(12/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2025About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Nov 2025About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2025About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2004

Series 3 — National Commodity Futures Examination

Passed Nov 2004About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Kerestes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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