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TK

Thomas Kerestes

PRAXESS SECURITIES
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 4842923
TK

Professional summary

Thomas Kerestes is a registered financial professional currently at PRAXESS SECURITIES, LLC located in Nashville, Tennessee.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Kerestes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 10, 2025 - Present

PRAXESS SECURITIES, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203Office #2: 3102 West End Avenue Suite 400, Nashville, TN 37203
BD
CRD#: 326036
Nashville, TN
Past

December 3, 2012 - April 9, 2015

JEFFERIES LLC

BD
CRD#: 2347
CHICAGO, IL
Past

October 5, 2004 - September 24, 2012

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(12/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 11/10/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/17/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/22/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 11/16/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PRAXESS SECURITIES, LLC
PRAXESS | PRAXESS, LLC | PRAXESS SECURITIES, LLC. | PRAXESS SECURITIES, LLC

CRD#: 326036 / SEC#: , 8-71110

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
3102 West End Avenue Suite 400, Nashville, TN 37203
Mailing Address
3102 West End Avenue Suite 400, Nashville, TN 37203
Phone number
(314) 308-6689
Established
Delaware since 02/07/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRAXESS CAPITAL, LLCOWNER/MANAGER
FORSYTH, JENNIFER KRISTINPOO/CCO/FINOP4956758
WILDMAN, JAMES HOUGHTONCEO/MEMBER2992224

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRAXESS SECURITIES, LLC

CRD#: 326036Nashville, TN 37203

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