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Jennifer Kristin Forsyth

PRAXESS ADVISORS
NASHVILLE, TN
·CRD# 4956758·13 years experience

Professional Summary

Jennifer Kristin Forsyth, who also goes by Jennifer Kristin Forsyth, Jennifer Forsyth, Jennifer Kristin Vollmar, Jennifer Vollmar, is a registered financial advisor currently at PRAXESS ADVISORS, LLC located in Nashville, Tennessee and PRAXESS SECURITIES, LLC located in Nashville, Tennessee. Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jennifer has worked at 4 firms and has passed the Series 63, Series 79TO, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jennifer Kristin Forsyth, Jennifer Forsyth, Jennifer Kristin Vollmar, Jennifer Vollmar

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

PRAXESS ADVISORS, LLC·CRD# 328304
RIA
21 Platform Way South Suite 1400, Nashville, TN 37203
May 8, 2024 - Present
PRAXESS SECURITIES, LLC·CRD# 326036
BD
1. 21 Platform Way S Suite 1400, Nashville, TN 372032. 21 Platform Way S Suite 1400, Nashville, TN 372033. 21 Platform Way S Suite 1400, Nashville, TN 37203
January 26, 2024 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 2, 2014 - October 8, 2015
UBS SECURITIES LLC·CRD# 7654
BD
Stamford, CT
May 21, 2013 - December 2, 2014

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Current Firm

PA
PRAXESS ADVISORS, LLC

PRAXESS ADVISORS, LLC

CRD#: 328304
Tennessee
Registered Investment Advisory firm - Tennessee (1/1/2024 Approved)

Contact Information

Main Address

21 Platform Way South Suite 1400, Nashville, TN 37203

Phone Number

(314) 308-6689

# of Employees

5

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/26/2024)
RR
Alaska
(3/1/2024)
RR
Arizona
(2/14/2024)
RR
Arkansas
(3/22/2024)
RR
California
(2/9/2024)
RR
Colorado
(2/22/2024)
RR
Connecticut
(2/26/2024)
RR
Delaware
(2/16/2024)
RR
District of Columbia
(4/9/2024)
RR
Florida
(4/18/2024)
RR
Georgia
(2/19/2024)
RR
Hawaii
(3/15/2024)
RR
Idaho
(3/6/2024)
RR
Illinois
(4/25/2024)
RR
Indiana
(5/22/2024)
RR
Iowa
(3/4/2024)
RR
Kansas
(3/5/2024)
RR
Kentucky
(2/6/2024)
RR
Louisiana
(3/4/2024)
RR
Maine
(3/11/2024)
RR
Maryland
(3/20/2024)
RR
Massachusetts
(6/14/2024)
RR
Michigan
(4/24/2024)
RR
Minnesota
(3/25/2024)
RR
Mississippi
(2/27/2024)
RR
Missouri
(4/17/2024)
RR
Montana
(3/13/2024)
RR
Nebraska
(3/15/2024)
RR
Nevada
(2/28/2024)
RR
New Hampshire
(5/8/2024)
RR
New Jersey
(3/21/2024)
RR
New Mexico
(5/23/2024)
RR
New York
(2/6/2024)
RR
North Carolina
(2/9/2024)
RR
North Dakota
(4/25/2024)
RR
Ohio
(2/20/2024)
RR
Oklahoma
(3/4/2024)
RR
Oregon
(3/13/2024)
RR
Pennsylvania
(2/29/2024)
RR
Puerto Rico
(6/4/2024)
RR
Rhode Island
(2/28/2024)
RR
South Carolina
(3/11/2024)
RR
South Dakota
(3/8/2024)
RR
Tennessee
(1/31/2024)
IAR
Tennessee
(5/8/2024)
RR
Texas
(2/17/2024)
RR
Utah
(2/27/2024)
RR
Vermont
(3/13/2024)
RR
Virgin Islands
(5/15/2024)
RR
Virginia
(3/16/2024)
RR
Washington
(2/28/2024)
RR
West Virginia
(3/27/2024)
RR
Wisconsin
(2/22/2024)
RR
Wyoming
(4/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2023About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2025About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Feb 2024About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Sep 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2023About the Series 24 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jul 2023About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Kristin Forsyth's CRS (Customer Relationship Summary).

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