Derrigan C. Sheedy

NWF ADVISORY SERVICES | Financial Advisor

LOS ANGELES, CA 90064

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CRD#: 4842385

Professional summary

Derrigan Corbett Sheedy is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Los Angeles, California and OSAIC WEALTH, INC. located in Los Angeles, California.

Derrigan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Derrigan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NWF ADVISORY SERVICES INC. POSITION: Owner - NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 90 START DATE: 02/01/2005 ADDRESS: 11835 W. Olympic Blvd., Suite 1155E, Los Angeles, CA 90064, Los Angeles CA 90064, United States DESCRIPTION: I am an IAR of the RIA and offer fee based investment advice and financial planning services 2. DERRIGAN SHEEDY INSURANCE AGENT POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 10 START DATE: 03/31/2004 ADDRESS: 11835 W. Olympic Blvd 1155 E., Los Angeles CA 90064, United States DESCRIPTION: Sell Fixed and Variable life insurance products. 3. SECRETARY AND PARTNER FOR MANAGEDMUTUALS, INC., CORPORATION, INVESTMENT RELATED, SINCE 03/2005, SPEND 3 HOUR PER MONTH ON THE ACTIVITY AND 0 HOURS DURING TRADING HOURS, DBA FOR FEE-BASED BUSINESS DONE THROUGH NWF'S RIA AND ROYAL ALLIANCE'S RIA; ALSO MEET WITH CLIENTS AND REVIEW THEIR PENSION DOCUMENTS, FORM 5500 FILINGS, PLAN AMENDMENTS, GATHER CLIENT SIGNATURES AND RETURN DOCUMENTS TO THEIR TPA, QUANTECH. 4. TRUSTEE FOR THE 1998 TRUSTS POSITION: Trustee NATURE: Trustee of the 1998 Trusts INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Trustee for the 1998 Trusts 5. TRUSTEE OF THE JTC TRUSTS POSITION: Trustee NATURE: Trustee of the JTC Trusts INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Act as trustee for the JTC Trusts 6. TRUSTEE OF TRACY SHEEDY SOLE AND SEPARATE PROPERTY TRUST POSITION: Trustee NATURE: Trustee of the Tracy Sheedy Sole and Separate Property Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Trustee of the Tracy Sheedy sole and separate property trust 7. MANAGEDMUTUALS, INC. POSITION: Partner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2005 ADDRESS: 11835 W. Olympic Boulevard Suite 1155 E. Los Angeles, CA 90064, Los Angeles CA 90064, United States DESCRIPTION: DBA for fee-based business done through NWF'S RIA time spent on making sure corporation requirements fulfilled. This is a marketing name. Also Meeting with clients and reviewing their pension documents, form 5500 filings, plan amendments, etc. Gathering client signatures and returning documents to their TPA.In addition, I deposit money into Managed Mutuals in order to cover business expenses. As an officer of the corporation, I draw a w-2 salary.? 8. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W Olympic Blvd., Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrigan Corbett Sheedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Derrigan Corbett Sheedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2005 - Present

NWF ADVISORY SERVICES INC

Office #1: 11835 W Olympic Blvd Suite 1155 E., Los Angeles, CA 90064

RIA

CRD#: 110410

LOS ANGELES, CA

Current

May 5, 2005 - Present

OSAIC WEALTH, INC.

Office #1: 11835 W. Olympic Blvd. Suite 1150 E, Los Angeles, CA 90064Office #2: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064

RIA

CRD#: 23131

LOS ANGELES, CA

Current

August 25, 2004 - Present

OSAIC WEALTH, INC.

Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064

RIA

CRD#: 23131

Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/10/2005)

California
(10/1/2004)

IAR

California
(1/27/2005)

Colorado
(3/10/2005)

Connecticut
(3/10/2005)

District of Columbia
(6/13/2018)

Florida
(6/13/2018)

IAR

Florida
(11/29/2018)

Hawaii
(1/14/2013)

Illinois
(2/13/2018)

Indiana
(3/10/2005)

Massachusetts
(3/17/2025)

Minnesota
(11/12/2021)

Missouri
(1/3/2008)

Montana
(3/8/2023)

Nevada
(3/10/2005)

IAR

Nevada
(12/7/2018)

New Jersey
(2/15/2008)

New Mexico
(3/10/2005)

IAR

New Mexico
(10/11/2016)

New York
(3/10/2005)

North Carolina
(6/22/2018)

Ohio
(6/13/2018)

Oklahoma
(6/14/2018)

Oregon
(10/13/2004)

South Carolina
(6/14/2018)

Texas
(3/10/2005)

IAR

Texas
(10/22/2025)

Utah
(6/14/2018)

Vermont
(2/7/2023)

Virginia
(6/12/2018)

Washington
(3/10/2005)

West Virginia
(10/3/2024)

Wisconsin
(6/13/2018)

Wyoming
(6/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

xxxxxxx

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Derrigan C. Sheedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrigan Corbett Sheedy's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Derrigan Corbett Sheedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2004

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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