Eric F. Rapczyk

ARETE WEALTH MANAGEMENT

Melville, NY 11747

Some features on this profile are disabled

CRD#: 4842264

Professional summary

Eric Francis Rapczyk is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Melville, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Francis Rapczyk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2022 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 425 Broadhollow Rd. Suite 325, Melville, NY 11747

CRD#: 44856

Melville, NY

Past

October 30, 2007 - July 21, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

MELVILLE, NY

Past

July 11, 2007 - November 20, 2007

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

June 6, 2006 - July 16, 2007

MAXIM GROUP LLC

CRD#: 120708

WOODBURY, NY

Past

March 30, 2006 - June 7, 2006

WESTCAP SECURITIES, INC.

CRD#: 45250

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/17/2024)

Arizona
(7/20/2022)

California
(7/20/2022)

Colorado
(8/25/2022)

Connecticut
(7/20/2022)

Delaware
(8/10/2022)

District of Columbia
(7/20/2022)

Florida
(7/20/2022)

Georgia
(7/20/2022)

Indiana
(5/5/2025)

Maryland
(7/20/2022)

Minnesota
(8/9/2022)

Missouri
(10/11/2024)

New Jersey
(2/9/2024)

New York
(7/20/2022)

Ohio
(7/20/2022)

Oklahoma
(7/20/2022)

Oregon
(12/12/2024)

Pennsylvania
(9/2/2022)

South Carolina
(7/20/2022)

South Dakota
(7/20/2022)

Texas
(7/20/2022)

Utah
(9/11/2025)

Virginia
(7/20/2022)

Washington
(8/8/2022)

Wisconsin
(3/19/2024)

Exams

State Security Law Exam

Series 63

Date: 4/7/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH MANAGEMENT, LLC | KEYSTONE SECURITIES, LLC. | KEYSTONE SECURITIES, LLC | KEYSTONE INVESTMENT ADVISORS, LLC

CRD#: 44856 / SEC#: , 8-50854

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Mailing Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Phone number

(312) 940-3684

Established

Illinois since 01/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARETE WEALTH INC	DIRECT OWNER
BULLA, CHRISTIAN ALEXANDER	MUNICIPAL SECURITIES PRINCIPAL	7067640
CHUNG, UNBO	CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER	6208569
HOCK, DAVID CARL	CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP)	2246268
RAYNER, MICAH HARDING	REGISTERED OPTIONS PRINCIPAL	6252596
ROGERS, JOSHUA DEAN	CHIEF EXECUTIVE OFFICER	3163818

Disclosures

Regulatory Event	2
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Subhrajit Goon

AIMCDONNAUGH & CO. INC.

IAR

Berkeley heights, NJ

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric F. Rapczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Francis Rapczyk's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

NATIONAL SECURITIES CORPORATION

GILFORD SECURITIES INCORPORATED

MAXIM GROUP LLC

WESTCAP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/7/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2006

FINRA

Current Firm

ARETE WEALTH MANAGEMENT, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARETE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors