Erik K. Strong

ALDRICH WEALTH LP

CARLSBAD, CA 92008

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CRD#: 4842093

Professional summary

Erik Kristopher Strong is a registered financial advisor currently at ALDRICH WEALTH LP located in Carlsbad, California.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Erik has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Kristopher Strong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2021 - Present

ALDRICH WEALTH LP

Office #1: 1903 Wright Place Suite 180, Carlsbad, CA 92008

RIA

CRD#: 147200

CARLSBAD, CA

Past

September 12, 2013 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BELLEVUE, WA

Past

September 12, 2013 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

BELLEVUE, WA

Past

September 12, 2013 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

BELLEVUE, WA

Past

April 17, 2007 - September 5, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SEATTLE, WA

Past

May 24, 2006 - September 5, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SEATTLE, WA

Past

October 7, 2004 - May 11, 2006

PIPER SANDLER & CO.

CRD#: 665

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDRICH WEALTH LP

AKT WEALTH ADVISORS, LP | ALDRICH WEALTH, LIMITED PARTNERSHIP | ALDRICH WEALTH LP

CRD#: 147200 / SEC#: 801-69190

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/18/2021)

IAR

Washington
(2/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2004

General Securities Representative Examination

Current Firm

ALDRICH WEALTH LP

AKT WEALTH ADVISORS, LP | ALDRICH WEALTH, LIMITED PARTNERSHIP | ALDRICH WEALTH LP

CRD#: 147200 / SEC#: 801-69190

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

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Contact information

Main Address

5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 620-5329

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALDRICH WEALTH FORM ADV 2A_2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,435
AUM (Assets Under Management)	$ 6,466,230,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik K. Strong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Kristopher Strong's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

ALDRICH WEALTH LP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2007

Series 63

Date: 11/27/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2004

Current Firm

ALDRICH WEALTH LP

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDRICH WEALTH LP

TRUST BUT VERIFY

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