Amy E. Johnson
Professional summary
Amy Elizabeth Johnson, who also goes by Amy Derickson, Amy E Johnson, Amy Johnson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Cumming, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Cumming, Georgia.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Amy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Elizabeth Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2019 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1170 Buford Rd, Cumming, GA 30041January 18, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1170 Buford Rd, Cumming, GA 30041May 2, 2017 - January 9, 2019
PRUCO SECURITIES, LLC.
April 18, 2017 - January 9, 2019
PRUCO SECURITIES, LLC.
September 15, 2014 - September 15, 2016
WADDELL & REED
September 11, 2014 - September 15, 2016
WADDELL & REED
October 1, 2012 - June 23, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 23, 2014
J.P. MORGAN SECURITIES LLC
March 30, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 20, 2008 - March 28, 2011
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 20, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2019)
(1/24/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Cumming, GA 30041TRUST BUT VERIFY
Monitor Amy Johnson
Get automatic monthly alerts on:
