SB
Scott R. Brady
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Spring Lake Heights, NJ 07762
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CRD#: 4841939
SB
Professional summary
Scott Robert Brady, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Spring Lake Heights, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Spring Lake Heights, New Jersey.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SCOTT BRADY - ASSOCIATED FINANCIAL PLANNERS, LLC, 419 State Route 71, Spring Lake Heights NJ 07762, United States, 11/15/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO - 10/Trading 2. CARMIE BRADY FOUNDATION, INC, PO Box 91, Manasquan NJ 08736, United States, 11/15/2024, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5/MO - 0/Trading 3. SCOTT BRADY, 419 State Route 71, Spring Lake Heights NJ 07762, United States, 11/15/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 5/Trading 4. SRB PROPERTIES, LLC, 419 State Route 71, Spring Lake Heights NJ 07762, United States, 11/15/2024, Owner, Real Estate, NIR, 2/MO - 0/Trading 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 11/2024
CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Brady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
November 15, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 419 State Route 71, Spring Lake Heights, NJ 07762RIA
CRD#: 134139
Spring Lake Heights, NJ
Current
November 15, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 419 State Route 71, Spring Lake Heights, NJ 07762BD
CRD#: 39543
Spring Lake Heights, NJ
Past
May 2, 2018 - November 19, 2024
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
SPRING LAKE HEIGHTS, NJ
Past
May 2, 2018 - November 19, 2024
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
SPRING LAKE HEIGHTS, NJ
Past
May 22, 2007 - May 16, 2018
WORLD INVESTMENTS, LLC
RIA
CRD#: 20626
Spring Lake Heights, NJ
Past
September 6, 2004 - May 16, 2018
WORLD INVESTMENTS, LLC
BD
CRD#: 20626
Spring Lake Heights, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/15/2024)
RR
Colorado(11/15/2024)
RR
Connecticut(11/15/2024)
RR
Delaware(11/15/2024)
RR
Florida(11/15/2024)
RR
Maryland(11/15/2024)
RR
Massachusetts(11/15/2024)
RR
New Hampshire(11/15/2024)
RR
New Jersey(11/15/2024)
IAR
New Jersey(11/15/2024)
RR
New Mexico(11/15/2024)
RR
New York(11/15/2024)
RR
North Carolina(11/15/2024)
RR
Ohio(11/15/2024)
RR
Pennsylvania(11/15/2024)
RR
Rhode Island(1/17/2025)
RR
South Carolina(11/15/2024)
RR
Tennessee(11/15/2024)
RR
Virginia(11/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Spring Lake Heights, NJ 07762TRUST BUT VERIFY
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