Kevin D. Mcloughlin

TRIO WEALTH MANAGEMENT

Great Falls, VA 22066

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CRD#: 4841719

Professional summary

Kevin D Mcloughlin, CFP®, who also goes by Kevin Daniel Mcloughlin, is a registered financial advisor currently at TRIO WEALTH MANAGEMENT, LLC located in Great Falls, Virginia.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kevin has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Daniel Mcloughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin D Mcloughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 12, 2023 - Present

TRIO WEALTH MANAGEMENT, LLC

Office #1: 774a Walker Road, Great Falls, VA 22066

RIA

CRD#: 328042

Great Falls, VA

Past

April 3, 2018 - December 3, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

GREAT FALLS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIO WEALTH MANAGEMENT, LLC

CRD#: 328042 / SEC#: 801-134440

RIA

Registered Investment Advisory firm - (9/29/2025 Approved)

Texas

Registered Investment Advisory firm - (9/30/2025 Terminated)

Virginia

Registered Investment Advisory firm - (10/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TRIO WEALTH MANAGEMENT, LLC

CRD#: 328042 / SEC#: 801-134440

RIA

Registered Investment Advisory firm - (9/29/2025 Approved)

Texas

Registered Investment Advisory firm - (9/30/2025 Terminated)

Virginia

Registered Investment Advisory firm - (10/1/2025 Terminated)

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Contact information

Main Address

774a Walker Road, Great Falls, VA 22066

Mailing Address

Phone number

(703) 459-9171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (8/27/2025)

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 101,428,899

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/03/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin D. Mcloughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin D Mcloughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIO WEALTH MANAGEMENT, LLC

UNITED CAPITAL FINANCIAL ADVISORS

Primary Firm SEC Registration

TRIO WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

TRIO WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRIO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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