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VQ

Victor E. Quiroga

PALICO LLC
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 4841312
VQ

Professional summary

Victor Eduardo Quiroga is a registered financial professional currently at PALICO LLC located in New York, New York.

Victor is registered as a RR (Registered Representative) and started their career in finance in 2005. Victor has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor Eduardo Quiroga's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2025 - Present

PALICO LLC

Office #1: 126 E. 56th Street Suite 1200, New York, NY 10022
BD
CRD#: 15960
NEW YORK, NY
Past

May 10, 2024 - May 30, 2025

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

September 30, 2008 - April 2, 2025

TRIAGO

BD
CRD#: 143529
NEW YORK, NY
Past

December 9, 2005 - September 30, 2008

TRIAGO LLC

BD
CRD#: 135956
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(12/18/2025)
RR
New Jersey
(1/23/2026)
RR
New York
(12/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/31/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 1/20/2016
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 12/29/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PL
PALICO LLC
G. A. MICHELE | PALICO LLC | OXBRIDGE, LLC | OXBRIDGE PARTNERS, L.P. | OXBRIDGE INCORPORATED | G. A. MICHELE, INC.

CRD#: 15960 / SEC#: , 8-32983

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
126 E. 56th Street Suite 1200, New York, NY 10022
Mailing Address
126 E 56th Street Suite 1200, New York, NY 10022
Phone number
(212) 593-4994
Established
New York since 12/22/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PALICO SAS100% OWNER
BOYAR, KENNETH ROBERTFINOP5368459
STANTON, KIMBERLY MARIECHIEF COMPLIANCE OFFICER6574919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALICO LLC

CRD#: 15960New York, NY 10022

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