SD
Sean E. Davis
PELICAN INVESTMENT ADVISORS
BATON ROUGE, LA 70809
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CRD#: 4840930
SD
Professional summary
Sean E Davis, who also goes by Sean Davis, is a registered financial advisor currently at PELICAN INVESTMENT ADVISORS, LLC located in Baton Rouge, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Baton Rouge, Louisiana.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sean has worked at 7 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pelican Investment Advisors, LLC DBA Louisiana Business Resource Group, LLC; Investment Related; At Registered Location; RIA; Title - Partner & IAR; Start - 4/2021; 80 Hrs/Mth; 80 During Trading Hrs; Business Development, Financial Planning, IAR and Investment Committee Participant 2) Davis Wealth Management; Investment Related; At Registered Location; Entity For Tax Purposes; Title - Member; Start - 2009; 5 Hrs/Mth; 0 During Trading Hrs; Production 3) Louisiana Business Resource Group, LLC; Investment Related; At Registered Location; Investment/Insurance; Title - Member; Start - 2006; 80 Hrs/Mth; 80 During Trading Hrs; Production 4) Davis Comer Properties LLC; Non-Investment Related; At Registered Location; Real Estate Management; Title - Partner; Start - 2017; 0 Hrs/Mth; 0 During Trading Hrs 5) Louisiana Tax Advisory Group LLC; Non-Investment Related; At Registered Location; Tax Consulting; Title - Partner With Taylor & Matthews CPA; Start - 2017; 0 Hrs/Mth; 0 During Trading Hrs 6) Synergy Financial Group, LLC; Non-Investment Related; At Registered Location; Insurance Agency; Title - Partner; Start - 2015; 5 Hrs;Mth; 0 During Trading Hrs; Production 7) Louisiana Emergency Assistance LLC (Non-profit); Non-Investment Related; At Registered Location; Non Profit; Title - Director; Start - 2020; 1 Hr/Mth; 0 During Trading Hrs; Charitable Work 8) Bluebonnet Office Park Condo Association LLC; Non-Investment Related; Condo Association For Office; Title - President; Start - 2020; 1 Hr/Mth; 0 During Trading Hrs 9) 7308 Properties, LLC; Non-Investment Related; Real Estate Management; Title - Member; Start - 2017; 1 Hrs/Mth; 0 During Trading Hrs; Manage Property 10) ATD, LLC; Non-Investment Related; 18844 E. Arcadian Shores Dr., Baton Rouge, LA 70809; Real Estate; Member; 06/01/2023; 4 hrs/mo; 0 hrs during trading; Maintain the books and records for building property owned together with sister. 11) Geaux Wheeling; Non-Investment Relates; In Private Residence; Social Club; Co-Owner/ 10/01/2022; 0 hours, 0 trading hours per month; Manage social club's checking account and assist with video content for Jeep Enthusiast pages for social media.
CRS (Client Relationship Summary) - RIA
Click below to view Sean E Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2021 - Present
PELICAN INVESTMENT ADVISORS, LLC
Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809RIA
CRD#: 313227
BATON ROUGE, LA
Current
June 2, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4000 Sherwood Forest Blvd Suite 403b, Baton Rouge, LA 70810BD
CRD#: 35747
Baton Rouge, LA
Past
August 3, 2017 - May 27, 2021
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
Baton Rouge, LA
Past
July 20, 2017 - June 1, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
BATON ROUGE, LA
Past
May 28, 2009 - July 27, 2017
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
BATON ROUGE, LA
Past
May 7, 2009 - July 27, 2017
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
BATON ROUGE, LA
Past
November 10, 2004 - March 31, 2009
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BATON ROUGE, LA
Past
October 25, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
BATON ROUGE, LA
Past
October 25, 2004 - March 31, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BATON ROUGE, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Louisiana(5/28/2021)
RR
Louisiana(6/2/2021)
Exams
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PELICAN INVESTMENT ADVISORS, LLC
PELICAN INVESTMENT ADVISORS, LLC
CRD#: 313227 / SEC#: 801-120649
RIA
Registered Investment Advisory firm - (7/27/2022 Terminated)Louisiana
Registered Investment Advisory firm - (7/26/2022 Approved)Texas
Registered Investment Advisory firm - (7/11/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10307 Jefferson Highway Suite A, Baton Rouge, LA 70809
Mailing Address
Phone number
(225) 293-9283
Established
Firm type
Fiscal year end
# of Employees
9
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 72,510,000 |
Red Flags
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Company Information
PELICAN INVESTMENT ADVISORS, LLC
CRD#: 313227Baton Rouge, LA 70809TRUST BUT VERIFY
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