Matthew R. Stucke
Professional summary
Matthew Ryan Stucke, AIF®, who also goes by Matt Stucke, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milton, Georgia and CETERA WEALTH SERVICES, LLC located in Milton, Georgia.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ryan Stucke's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3000 Heritage Walk Ste 302, Milton, GA 30004October 26, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3000 Heritage Walk Ste 302, Milton, GA 30004October 28, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
May 18, 2020 - November 4, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 18, 2020 - November 4, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 7, 2018 - May 8, 2020
RAYMOND JAMES & ASSOCIATES, INC.
January 25, 2018 - May 8, 2020
RAYMOND JAMES & ASSOCIATES, INC.
November 12, 2013 - January 31, 2018
J.P. MORGAN SECURITIES LLC
November 8, 2013 - January 31, 2018
J.P. MORGAN SECURITIES LLC
June 21, 2010 - November 18, 2013
UBS FINANCIAL SERVICES INC.
June 14, 2010 - November 18, 2013
UBS FINANCIAL SERVICES INC.
December 15, 2008 - June 22, 2010
WELLS FARGO INVESTMENTS, LLC
December 5, 2008 - June 22, 2010
WELLS FARGO INVESTMENTS, LLC
March 2, 2007 - December 11, 2008
EDWARD JONES
October 5, 2005 - December 11, 2008
EDWARD JONES
February 25, 2005 - October 11, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2022)
(10/26/2022)
(11/2/2022)
(10/26/2022)
(10/26/2022)
(3/23/2023)
(11/18/2022)
(10/26/2022)
(10/26/2022)
(6/12/2023)
(11/2/2022)
(10/26/2022)
(10/26/2022)
(10/26/2022)
(10/26/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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