David K. Neequaye
Professional summary
David Kotei Neequaye, who also goes by David. K Neequaye, is a registered financial professional currently at TIDAL PARTNERS located in Palo Alto, California.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Kotei Neequaye's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
TIDAL PARTNERS
Office #1: 260 Homer Avenue Suite 101, Palo Alto, CA 94301Office #2: 260 Homer Avenue Suite 101, Palo Alto, CA 94301August 1, 2022 - July 26, 2023
BA SECURITIES, LLC
July 23, 2008 - August 31, 2022
CENTERVIEW PARTNERS LLC
August 31, 2004 - July 16, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2023)
(10/19/2023)
Exams
Series 99TO
Date: 7/28/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TIDAL PARTNERS
CRD#: 323885 / SEC#: , 8-71026
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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Company Information
TIDAL PARTNERS
CRD#: 323885Palo Alto, CA 94301TRUST BUT VERIFY
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