Shandrea A. Tanglao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shandrea Ann Paguio Tanglao, who also goes by Shan Ann Paguio, Shandrea Ann Paguio, Shandrea Ann Paguio Tanglao, was a registered financial professional .
Shandrea is a previously registered financial professional and started their career in finance in 2007. Shandrea had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - May 18, 2022
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
January 6, 2012 - May 18, 2022
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 3, 2011 - January 11, 2012
RBC CAPITAL MARKETS, LLC
May 3, 2011 - January 11, 2012
RBC CAPITAL MARKETS, LLC
October 23, 2009 - September 14, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - September 14, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 28, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257 / SEC#: 801-25943
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257 / SEC#: 801-25943
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
