AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SR

Steven F. Rodger

WEALTH ENHANCEMENT BROKERAGE SERVICES
HAM LAKE, MN
CRD#: 4840290
Some features on this profile are disabled
SR
Steven F RodgerWEALTH ENHANCEMENT BROKERAGE SERVICES

Professional summary

Steven F Rodger, who also goes by Steve Francis Rodger, Steven Francis Rodger, Steven F Rodger, Steven Rodger, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Ham Lake, Minnesota.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Francis Rodger | Steven Francis Rodger | Steven F Rodger | Steven Rodger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven F Rodger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2026 - Present

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
HAM LAKE, MN
Past

September 12, 2022 - December 23, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN
Past

May 4, 2022 - September 20, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

May 21, 2007 - July 10, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 25, 2004 - July 6, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 25, 2004 - July 6, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/9/2026)
RR
Alaska
(6/16/2026)
RR
Arkansas
(6/15/2026)
RR
California
(6/9/2026)
RR
Colorado
(6/10/2026)
RR
Connecticut
(6/9/2026)
RR
Delaware
(6/9/2026)
RR
District of Columbia
(6/9/2026)
RR
Florida
(6/9/2026)
RR
Georgia
(6/10/2026)
RR
Hawaii
(6/10/2026)
RR
Idaho
(6/9/2026)
RR
Illinois
(6/9/2026)
RR
Indiana
(6/17/2026)
RR
Iowa
(6/9/2026)
RR
Kansas
(6/9/2026)
RR
Kentucky
(6/9/2026)
RR
Louisiana
(6/9/2026)
RR
Maine
(6/9/2026)
RR
Maryland
(6/12/2026)
RR
Massachusetts
(6/10/2026)
RR
Michigan
(6/9/2026)
RR
Minnesota
(6/9/2026)
RR
Mississippi
(6/9/2026)
RR
Missouri
(6/10/2026)
RR
Montana
(6/9/2026)
RR
Nebraska
(6/9/2026)
RR
Nevada
(6/9/2026)
RR
New Hampshire
(6/9/2026)
RR
New Jersey
(6/9/2026)
RR
New Mexico
(6/9/2026)
RR
New York
(6/10/2026)
RR
North Carolina
(6/11/2026)
RR
North Dakota
(6/10/2026)
RR
Ohio
(6/9/2026)
RR
Oklahoma
(6/9/2026)
RR
Oregon
(6/12/2026)
RR
Pennsylvania
(6/10/2026)
RR
Rhode Island
(6/10/2026)
RR
South Carolina
(6/9/2026)
RR
South Dakota
(6/9/2026)
RR
Tennessee
(6/10/2026)
RR
Texas
(6/9/2026)
RR
Utah
(6/9/2026)
RR
Vermont
(6/9/2026)
RR
Virginia
(6/11/2026)
RR
Washington
(6/9/2026)
RR
West Virginia
(6/11/2026)
RR
Wisconsin
(6/9/2026)
RR
Wyoming
(6/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/13/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/24/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/13/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/13/2022
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Loading...

Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTH ENHANCEMENT GROUP, LLCOWNER
CAHN, JAMES LORENVICE PRESIDENT6052512
CAIN, STEPHANIE MHEAD OF SUPERVISION4081085
CLARK, LISA LYNNOPERATIONS OFFICER2271616
DEKKO, JEFFREY THOMAS HAROLDVICE PRESIDENT4648018
DIECKHAUS, JOSEPH ALANCHIEF COMPLIANCE OFFICER5374613
FURCHT, ELIZABETH ANNSECRETARY5778785
WINDORSKI, KELLY JOSEPHCHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL3211118

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139Ham Lake, MN

TRUST BUT VERIFY

Monitor Steven Rodger

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.