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TS

Travis W. Soppe

CUMBIE ADVISORY SERVICES
Fort Worth, TX 76102-4905
Some features on this profile are disabled
CRD#: 4839935
TS

Professional summary

Travis W Soppe, AIF®, CFP® is a registered financial advisor currently at CUMBIE ADVISORY SERVICES, INC located in Fort Worth, Texas and RHODES SECURITIES, INC. located in Ft Worth, Texas.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Travis has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis W Soppe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

January 5, 2017 - Present

CUMBIE ADVISORY SERVICES, INC

Office #1: 306 West 7th Street Suite 442, Fort Worth, TX 76102-4905
RIA
CRD#: 142606
Fort Worth, TX
Current

January 24, 2012 - Present

RHODES SECURITIES, INC.

Office #1: 306 West 7th Street Suite 442, Ft Worth, TX 76102
BD
CRD#: 19610
Ft Worth, TX
Past

April 3, 2012 - December 31, 2016

CUMBIE ADVISORY SERVICES, INC

RIA
CRD#: 142606
FORT WORTH, TX
Past

February 2, 2012 - October 17, 2012

RHODES INVESTMENT ADVISORS, INC.

RIA
CRD#: 114245
FORT WORTH, TX
Past

November 16, 2009 - January 18, 2012

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/9/2022)
RR
Ohio
(11/1/2019)
RR
Texas
(1/24/2012)
IAR
Texas
(1/5/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CUMBIE ADVISORY SERVICES, INC
CUMBIE ADVISORY SERVICES, INC

CRD#: 142606 / SEC#:

Texas
Registered Investment Advisory firm - (1/5/2017 Approved)
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Contact information

Main Address
306 West 7th Street Suite 442, Fort Worth, TX 76102-4905
Mailing Address
Phone number
(817) 335-1181
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CUMBIE ADVISORY SERVICES, INC

CRD#: 142606Fort Worth, TX 76102-4905

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