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SD

Scott M. Diehl

ALLSTATE FINANCIAL ADVISORS
Longwood, FL 32750-4954
Some features on this profile are disabled
CRD#: 4839544
SD

Professional summary

Scott Michael Diehl, who also goes by Scott Michael Diehl, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Longwood, Florida and ALLSTATE FINANCIAL SERVICES, LLC located in Longwood, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott Michael Diehl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Diehl's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2025 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1060 W State Road 434 Ste 168, Longwood, FL 32750-4954
RIA
CRD#: 109524
Longwood, FL
Current

June 2, 2025 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1060 W State Road 434 Ste 168, Longwood, FL 32750-4954
BD
CRD#: 18272
Longwood, FL
Past

June 14, 2024 - December 10, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
TAMPA, FL
Past

June 14, 2024 - December 10, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
TAMPA, FL
Past

October 26, 2022 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
TAMPA, FL
Past

October 21, 2022 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
TAMPA, FL
Past

January 22, 2019 - October 24, 2022

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Palm Harbor, FL
Past

October 11, 2018 - October 24, 2022

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LUTZ, FL
Past

October 19, 2017 - September 28, 2018

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA
CRD#: 117756
TAMPA, FL
Past

March 2, 2015 - August 2, 2017

EDWARD JONES

RIA
CRD#: 250
CHARLESTON, SC
Past

November 17, 2014 - August 2, 2017

EDWARD JONES

BD
CRD#: 250
CHARLESTON, SC
Past

July 8, 2005 - March 18, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 28, 2004 - June 3, 2005

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/2/2025)
IAR
Florida
(6/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/5/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/5/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/2/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 1/27/2005
Limited Representative-Equity Trader Exam
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Longwood, FL 32750-4954

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