Michael T. Ezzell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Ezzell II, who also goes by Mike Ezzell, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2015 - June 5, 2025
INLAND SECURITIES CORPORATION
February 17, 2010 - June 24, 2015
CCO CAPITAL, LLC
June 28, 2007 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 28, 2007 - March 3, 2009
ADVANTAGE CAPITAL CORPORATION
June 28, 2007 - January 13, 2010
OSAIC SERVICES, INC.
June 28, 2007 - January 13, 2010
OSAIC WEALTH, INC.
December 3, 2004 - January 13, 2010
FSC SECURITIES CORPORATION
September 2, 2004 - November 30, 2004
JPC CAPITAL PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
