David Edward Kasprzak
Professional Summary
David Edward Kasprzak, who also goes by David E Kasprzak, is a registered financial advisor currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois. David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David E Kasprzak
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION
Contact Information
Main Address
2901 Butterfield Road, Oak Brook, IL 60523Mailing Address
2901 Butterfield Road, Oak Brook, IL 60523Phone Number
(630) 218-8000Established
Delaware since 08/14/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | — |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| INGERSOLL, THADDEUS WINTHROP | CHIEF COMPLIANCE OFFICER | 2616975 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/3/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Edward Kasprzak's CRS (Customer Relationship Summary).
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