Katie E. Hellmann
Professional summary
Katie Elizabeth Hellmann, who also goes by Katie E Hellmann, Katie Elizabeth Wunderlich, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.
Katie is registered as a RR (Registered Representative) and started their career in finance in 2005. Katie has worked at 3 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katie Elizabeth Hellmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2023 - Present
BRIGHTHOUSE SECURITIES, LLC
Office #1: 11225 North Community House Road, Charlotte, NC 28277August 26, 2022 - March 28, 2023
TRANSAMERICA CAPITAL, LLC
May 28, 2015 - June 27, 2022
EDWARD JONES
April 27, 2015 - June 27, 2022
EDWARD JONES
July 30, 2009 - February 10, 2010
EDWARD JONES
June 6, 2005 - February 10, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2023)
(4/18/2023)
(6/3/2026)
Exams
What does exam status mean?
Series 82TO
Passed: 4/18/2023
Limited Representative-Private Securities OfferingsSeries 9
Passed: 12/19/2016
Series 10
Passed: 11/22/2016
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT AND TREASURER | 6770849 |
| NIGRO, GERARD JOSEPH | VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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