AW
Allen G. Wall
STONEX ADVISORS
Florence, AL 35630
Some features on this profile are disabled
CRD#: 4838769
AW
Professional summary
Allen G Wall is a registered financial advisor currently at STONEX ADVISORS INC. located in Florence, Alabama and STONEX SECURITIES INC. located in Florence, Alabama.
Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Allen has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RENTAL PROPERTY; INV RELATED; FLORENCE, AL; 100% OWNERSHIP WITH SPOUSE; START 2005; 5 HRS DEVOED PER MONTH; 0 DURING TRADING. 2)RENTAL PROPERTY; INV RELATED; SHEFFIELD, AL; RENTAL PROPERTY; OWNER; START DATE 4/1/2011; 3 HRS PER MONTH; 0 HRS DURING TRADING. 3)RENTAL PROPERTY; INV RELATED; FLORENCE, AL; CO-OWNER; START DATE 12/2013; 2 HRS PER MONTH; 0 HRS DURING TRADING. 4)RENTAL PROPERTY, INV RELATED, FLORENCE, AL, 50% OWNER, START: 3/2014, 2 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. 5)BA REALTY LLC, INV RELATED, FLORENCE, AL, 50% OWNER, 1 HOUR PER MONTH/0 DURING TRADING. 6)First United Methodist Church; 415 N Seminary Street, Florence, AL 35630; Review income, expenses, and create budget; Non-investment related; Church Finance Committee Board Member; Hold monthly meeting to review budget; 11/08/2018; 1 hr per month and 0 hrs during market hrs. 7) TAAC LLC - 4025 COUNTY RD 19, FLORENCE, AL 35633 NATURE OF BUSINESS: Apartment and commercial Rental Space INVESTMENT RELATED: NO BUSINESS POSITION: OWNER BUSINESS DUTIES: Business Manager BUSINESS START DATE: 01/01/2019 APPROXIMATELY 2 HOURS SPENT ON THIS OBA MONTHLY. 8) J. Hat LLC 310 Cypress Mill Road Florence Al 35633 Nature of Business: J. Hat LLC is the LLC operating Voodoo Wing Company. Food service activity Investment Related: No Business Position: Minority Owner Business Duties: 10% owner of LLC, No duties Business Start Date: 05/05/2022 Approximately one hour spent on this OBA monthly, with one hour spent during market hours. 9)JHAT LLC DBA VOODOO WINGS - 310 Cypress MILL Road Florence AL 35630 Nature of Business: voodoo wings restaurant Investment Related: no Business Position: minority owner Business duties: investor Business Start Date: 01/01/2020 Approximately two hours spent on this OBA monthly, with zero during market hours. 10) Eagle Creek Wealth Managment - 401 East Tennessee Street Florence Al 35630 Nature of Business: Investment services Investment Related: Yes Business Position: Managing Partner Business Duties: Managing Partner Business Start Date: 09/30/2022 Approximately 50 hours spent on this OBA monthly with 50 during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Allen G Wall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2016 - Present
STONEX ADVISORS INC.
Office #1: 454 N Pine St, Florence, AL 35630RIA
CRD#: 174182
Florence, AL
Current
April 25, 2014 - Present
STONEX SECURITIES INC.
Office #1: 454 N Pine St, Florence, AL 35630BD
CRD#: 18456
Florence, AL
Past
April 25, 2014 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
FLORENCE, AL
Past
January 1, 2008 - April 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FLORENCE, AL
Past
January 1, 2008 - April 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FLORENCE, AL
Past
October 21, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
FLORENCE, AL
Past
October 7, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
FLORENCE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2014)
IAR
Alabama(6/30/2016)
RR
Arizona(10/9/2014)
RR
California(3/18/2021)
RR
Colorado(10/4/2024)
RR
Florida(9/9/2014)
RR
Georgia(9/8/2014)
RR
Indiana(9/8/2014)
RR
Iowa(5/1/2014)
RR
Kentucky(3/22/2018)
RR
Louisiana(1/3/2017)
RR
Massachusetts(5/21/2024)
RR
Michigan(10/6/2025)
RR
Minnesota(7/3/2019)
RR
Mississippi(4/25/2014)
RR
Nebraska(9/8/2014)
RR
New York(10/22/2014)
RR
North Carolina(6/25/2015)
RR
Pennsylvania(3/19/2021)
RR
Tennessee(4/25/2014)
RR
Texas(9/11/2014)
RR
Virginia(10/18/2018)
RR
Washington(3/5/2020)
RR
Wisconsin(4/25/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
