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Andre Forestal

WOLVERINE TRADING
CHICAGO, IL
·CRD# 4838767·22 years experience

Professional Summary

Andre Forestal is a registered financial advisor currently at WOLVERINE TRADING, LLC located in Chicago, Illinois. Andre is registered as a RR (Registered Representative) and started their career in finance in 2007. Andre has worked at 2 firms.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

WOLVERINE TRADING, LLC·CRD# 36848
BD
175 W Jackson Suite 200, Chicago, IL 60604
August 3, 2004 - Present
WOLVERINE CAPITAL MARKETS LLC·CRD# 115376
BD
Chicago, IL
June 20, 2007 - October 24, 2019

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Current Firm

WT
WOLVERINE TRADING, LLC

WOLVERINE TRADING, L.P. | WOLVERINE TRADING, LLC

CRD#: 36848 / SEC#: 8-47484
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

175 W Jackson Suite 200, Chicago, IL 60604

Mailing Address

175 W Jackson Suite 200, Chicago, IL 60604

Phone Number

(312) 884-4000

Established

Illinois since 09/14/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WOLVERINE HOLDINGS, LLCMANAGING MEMBER—
BELLICK, ROBERT ROSSMANAGING DIRECTOR1715715
CAVICKE, DAVIDCHIEF LEGAL OFFICER6027073
DE LA FUENTE, JANET MARIEFINOP4543841
GUST, CHRISTOPHER LAZARUSMANAGING DIRECTOR2311366
HENSCHEL, ERIC JONATHANMANAGING DIRECTOR3237017
MCMAHON, CASEY JAMESCHIEF COMPLIANCE OFFICER6117524

Disclosures

Regulatory Event

63

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

NYSE American LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andre Forestal's CRS (Customer Relationship Summary).

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