Bruce W. Glenn
CETERA INVESTMENT ADVISERS LLC | Partner, Financial Advisor
OVERLAND PARK, KS 66210
Some features on this profile are disabled
CRD#: 4838568
Professional summary
Bruce Wayne Glenn, who also goes by Bruce Glenn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA WEALTH SERVICES, LLC located in Overland Park, Kansas.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Bruce has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Institutional consulting
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
Bruce Glenn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: BKS PROPERTY GROUP INVESTMENT RELATED: NO ADDRESS: KEARNEY, MO 64060 NATURE OF BUSINESS: REAL ESTATE START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO ONGOING DUTIES, JUST PUT THE PURCHASE CASH UP FOR THE PURCHASE OF THE PROPERTY; 2. NAME OF OTHER BUSINESS: RALLY REAL ESTATE HOLDINGS INVESTMENT RELATED: NO ADDRESS: LEAWOOD, KS 66224 NATURE OF BUSINESS: REAL ESTATE START DATE: 4/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWN THE BUILDING THAT IS RENTED BY OUR INVESTMENT TEAM; 3. NAME OF OTHER BUSINESS: BW GLENN FINANCIAL GROUP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC IN WHICH BUSINESS CASH FLOW IS HANDLED START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS THE LLC I RUN ALL THE PAYROLL AND ACCOUNTING THROUGH FOR THE SECURITIES BUSINES; 4. NAME OF OTHER BUSINESS: INDEPENDENCE BUSINESS EDGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: THIS ENTITY EXISTS TO HELP LIKE MINDED PROFESSIONALS CONSULT ON MUTUAL CLIENTS AND REFER AMONGST THEMSELVES. IT IS SET UP AS A BUSINESS SOLELY TO RUN THE WEBSITE AND CHARITABLE EVENTS THROUGHOUT THE YEAR. MEMBERS INCLUDE PROFESSIONALS IN MORTGAGE BANKING, PROPERTY AND CASUALTY INSURANCE, ESTATE PLANNING ATTORNEY, CPA, ETC START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: FACILITATE MEETINGS AND HELP COORDINATE CHARITY/OUTREACH EVENTS; 5. NAME OF OTHER BUSINESS: RALLY WEALTH AND BENEFITS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGE MY OWN PRIVATE WEALTH CLIENTS AND ALSO HELP OTHER ADVISORS CLOSE NEW CLIENTS AS WELL AS PROMOTE 401K BUSINESS;
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Wayne Glenn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7500 College Boulevard Suite 750, Overland Park, KS 66210RIA
CRD#: 105644
OVERLAND PARK, KS
Current
June 28, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7500 College Boulevard Suite 750, Overland Park, KS 66210BD
CRD#: 13572
OVERLAND PARK, KS
Past
July 16, 2012 - July 3, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
OVERLAND PARK, KS
Past
July 16, 2012 - July 3, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
OVERLAND PARK, KS
Past
July 29, 2011 - August 3, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEES SUMMIT, MO
Past
July 29, 2011 - August 3, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
LEES SUMMIT, MO
Past
August 1, 2008 - August 1, 2011
EDWARD JONES
RIA
CRD#: 250
INDEPENDENCE, MO
Past
June 18, 2008 - August 1, 2011
EDWARD JONES
BD
CRD#: 250
INDEPENDENCE, MO
Past
November 24, 2004 - January 11, 2007
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2024)
RR
Arizona(6/28/2024)
RR
Arkansas(6/28/2024)
RR
California(6/28/2024)
RR
Colorado(6/28/2024)
RR
Connecticut(6/28/2024)
RR
Florida(6/28/2024)
RR
Georgia(6/28/2024)
RR
Illinois(6/28/2024)
RR
Indiana(6/28/2024)
RR
Iowa(6/28/2024)
RR
Kansas(6/28/2024)
IAR
Kansas(6/28/2024)
RR
Kentucky(6/28/2024)
RR
Louisiana(6/28/2024)
RR
Maryland(6/28/2024)
RR
Massachusetts(6/28/2024)
RR
Michigan(6/28/2024)
RR
Minnesota(6/28/2024)
RR
Mississippi(6/28/2024)
RR
Missouri(6/28/2024)
IAR
Missouri(6/28/2024)
RR
Montana(6/28/2024)
RR
Nebraska(6/28/2024)
RR
Nevada(6/28/2024)
RR
New Hampshire(6/28/2024)
RR
New Mexico(6/28/2024)
RR
New York(6/28/2024)
RR
North Carolina(9/30/2024)
RR
North Dakota(12/12/2024)
RR
Ohio(6/28/2024)
RR
Oklahoma(6/28/2024)
RR
Oregon(6/28/2024)
RR
Pennsylvania(6/28/2024)
RR
South Dakota(6/28/2024)
RR
Tennessee(6/28/2024)
RR
Texas(6/28/2024)
IAR
Texas(6/28/2024)
RR
Utah(6/28/2024)
RR
Vermont(6/28/2024)
RR
Virginia(6/28/2024)
RR
Washington(6/28/2024)
RR
Wisconsin(6/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Partner, Financial AdvisorCRD#: 105644Overland Park, KS 66210TRUST BUT VERIFY
Monitor Bruce Glenn
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
