Mark S. Billes

RETIREMENT INVESTMENT ADVISORS

CORONA, CA 92878

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CRD#: 4838521

Professional summary

Mark Stuart Billes, who also goes by Mark S Billes, is a registered financial advisor currently at RETIREMENT INVESTMENT ADVISORS INC. located in Corona, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark S Billes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAFE AND SECURE RETIREMENT AND INSURANCE SERVICES, INVESTMENT RELATED, 17011 BEACH BLVD. SUITE 900 HUNTINGTON BEACH, CA 92647,LIFE INSURANCE, ANNUITIES AND LTC, PRESIDENT, 10/2005, 80 HOURS PER MONTH, 40 HOURS, INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stuart Billes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2020 - Present

RETIREMENT INVESTMENT ADVISORS INC.

Office #1: 4740 Green River Road Suite 201, Corona, CA 92878

RIA

CRD#: 307157

CORONA, CA

Past

August 27, 2015 - May 4, 2020

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

CORONA, CA

Past

February 20, 2008 - December 31, 2010

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

HUNTINGTON BEACH, CA

Past

February 20, 2008 - December 31, 2010

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

HUNTINGTON BEACH, CA

Past

October 25, 2006 - February 19, 2008

USA FINANCIAL SECURITIES LLC

CRD#: 103857

HUNTINGTON BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/11/2024)

IAR

California
(2/28/2020)

IAR

Michigan
(5/21/2025)

IAR

Texas
(12/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT INVESTMENT ADVISORS INC.

CRD#: 307157 / SEC#:

Arizona

Registered Investment Advisory firm - (12/11/2024 Approved)

California

Registered Investment Advisory firm - (2/28/2020 Approved)

Michigan

Registered Investment Advisory firm - (5/19/2025 Approved)

Texas

Registered Investment Advisory firm - (12/10/2021 Approved)

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Contact information

Main Address

4740 Green River Road Suite 201, Corona, CA 92878

Mailing Address

Phone number

(951) 393-0030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark S. Billes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stuart Billes's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT INVESTMENT ADVISORS INC.

HORTER INVESTMENT MANAGEMENT, LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

USA FINANCIAL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2015

Series 63

Date: 11/3/2006

Series 7

Date: 7/27/2007

Series 6

Date: 10/23/2006

Current Firm

RETIREMENT INVESTMENT ADVISORS INC.

Contact information

Documents

Red Flags

Company Information

RETIREMENT INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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