Joseph J. Butcher
Professional summary
Joseph James Butcher, who also goes by Joseph Butcher, is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Pittston, Pennsylvania and LPL FINANCIAL LLC located in Pittston, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph James Butcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2010 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640March 13, 2009 - Present
LPL FINANCIAL LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640Office #2: 662 Main St, Suite 3 Integral Investment Group, Sugarloaf, PA 18249March 16, 2009 - July 16, 2010
LPL FINANCIAL LLC
December 6, 2004 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2004 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
JACOBI CAPITAL MANAGEMENT, LLC
CRD#: 147663 / SEC#: 801-69398
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2024)
(4/28/2020)
(4/3/2017)
(3/14/2017)
(5/14/2015)
(9/29/2009)
(3/13/2009)
(3/13/2009)
(3/14/2017)
(4/4/2022)
(1/2/2021)
(3/13/2009)
(3/14/2017)
(1/2/2021)
(1/12/2021)
(1/2/2021)
(9/24/2015)
(9/17/2015)
(1/4/2021)
(5/14/2015)
(12/15/2020)
(3/13/2009)
(1/22/2010)
(3/13/2009)
(8/31/2009)
(3/14/2017)
(1/2/2021)
(1/12/2021)
Exams
FINRA
Current Firm
JACOBI CAPITAL MANAGEMENT, LLC
CRD#: 147663 / SEC#: 801-69398
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
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