JB
Joseph J. Butcher
JACOBI CAPITAL MANAGEMENT
Pittston, PA 18640
Some features on this profile are disabled
CRD#: 4838389
JB
Professional summary
Joseph James Butcher, who also goes by Joseph Butcher, is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Pittston, Pennsylvania and LPL FINANCIAL LLC located in Pittston, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Butcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/09/2010: JACOBI CAPITAL MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) JACOBI CAPITAL MANAGEMENT - 50% OF TIME SPENT - (HYBRID) ASSET MANAGEMENT AND FINANCIAL PLANNING 2. 02/11/2015: JACOBI CAPITAL MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: JACOBI WEALTH ADVISORS - START 01/16/2015 - 17 HR/MO ALL DURING SECS TRDG HRS 3. 05/07/2015: JACOBI WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/07/2015 - 30 HR/MO ALL DURING SECS TRDG HRS 4. 11/18/2015 - Joseph J. Butcher Wealth Management - INV REL - 620 Baltimore Drive, Suite 400, Wilkes-Barre, PA 18702 - Business Entity For Tax/Investment Purposes Only - START 11/13/2015 - 160 HOURS PER MONTH, 6 DURING TRADING - LPL Financial Brokerage Commissions and Jacobi Capital Management Advisory and Consulting Fees. 5. 11/16/2022 - Integral Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2017 - 100 Hours Per Month/8 Hours During Securities Trading. 6. 09/04/2025 - 662 Main Sugarloaf LLC - Real Estate Rental - Sugarloaf, PA - Inv Rel - Start date: 08/13/2025 - 4 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph James Butcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2010 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640RIA
CRD#: 147663
Pittston, PA
Current
March 13, 2009 - Present
LPL FINANCIAL LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640Office #2: 662 Main St, Suite 3 Integral Investment Group, Sugarloaf, PA 18249RIA
BD
CRD#: 6413
Pittston, PA
Past
March 16, 2009 - July 16, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCRANTON, PA
Past
December 6, 2004 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILKES BARRE, PA
Past
November 11, 2004 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILKES BARRE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/23/2024)
RR
Arizona(4/28/2020)
RR
California(4/3/2017)
RR
Colorado(3/14/2017)
RR
Connecticut(5/14/2015)
RR
Delaware(9/29/2009)
RR
Florida(3/13/2009)
RR
Georgia(3/13/2009)
RR
Illinois(3/14/2017)
RR
Indiana(4/4/2022)
RR
Maine(1/2/2021)
RR
Maryland(3/13/2009)
RR
Massachusetts(3/14/2017)
RR
Michigan(1/2/2021)
RR
Missouri(1/12/2021)
RR
New Hampshire(1/2/2021)
RR
New Jersey(9/24/2015)
RR
New York(9/17/2015)
RR
North Carolina(1/4/2021)
RR
Ohio(5/14/2015)
RR
Oregon(12/15/2020)
RR
Pennsylvania(3/13/2009)
IAR
Pennsylvania(1/22/2010)
RR
South Carolina(3/13/2009)
RR
Texas(8/31/2009)
RR
Virginia(3/14/2017)
RR
Washington(1/2/2021)
RR
Wisconsin(1/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
