Alexander S. Muller
Professional summary
Alexander Samuel Muller, who also goes by Alex S Muller, Alex Muller, Alexander Muller, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2004. Alexander has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Samuel Muller's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2025 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 437 Madison Avenue 6th Floor, New York, NY 10022Office #2: 437 Madison Avenue 6th - 8th Floor, New York, NY 10022January 21, 2011 - July 20, 2015
SANTANDER INVESTMENT SECURITIES INC.
February 19, 2010 - July 13, 2010
GILT-EDGED EQUITIES, LLC
May 17, 2006 - July 24, 2006
FAGENSON & CO., INC.
June 29, 2005 - August 18, 2005
FAGENSON & CO., INC.
August 2, 2004 - September 21, 2004
BEACONS STRATEGIC CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2025)
Exams
Series 7TO
Date: 5/31/2025
General Securities Representative ExaminationSeries 79TO
Date: 2/22/2025
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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