Edmund A. Job
Professional summary
Edmund Adam Job, CFP®, CIMA®, who also goes by Edmund A. Job, Edmund Job, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Edmund is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Edmund has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edmund Adam Job's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262-8104February 14, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262April 30, 2015 - April 6, 2018
TD AMERITRADE, INC.
April 30, 2015 - January 14, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 30, 2015 - April 6, 2018
TD AMERITRADE, INC.
August 8, 2008 - April 21, 2015
STRATEGIC ADVISERS LLC
June 18, 2007 - April 20, 2015
FIDELITY BROKERAGE SERVICES LLC
October 4, 2006 - April 19, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2006 - April 19, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 2004 - September 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
November 24, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 24, 2004 - September 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2023)
(6/1/2022)
(5/31/2022)
(6/6/2022)
(4/22/2022)
(6/7/2022)
(6/2/2023)
(2/7/2024)
(6/3/2022)
(7/29/2022)
(2/8/2024)
(11/23/2022)
(2/8/2024)
(6/6/2022)
(11/7/2023)
(6/7/2022)
(5/31/2022)
(12/7/2022)
(2/7/2024)
(11/7/2023)
(7/15/2022)
(6/23/2022)
(6/6/2022)
(5/31/2022)
(8/10/2022)
(2/7/2024)
(6/7/2022)
(2/8/2024)
(11/18/2022)
(6/1/2022)
(8/5/2022)
(1/14/2022)
(6/1/2022)
(6/6/2022)
(6/4/2022)
(4/18/2023)
(3/1/2023)
(4/25/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
