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NH

Nathan E. Hennings

AGC PARTNERS
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 4837755
NH

Professional summary


Nathan Earl Hennings, who also goes by Nate Hennings, is a registered financial professional currently at AGC PARTNERS located in Boston, Massachusetts.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2005. Nathan has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nate Hennings

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nathan Earl Hennings's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 13, 2021 - Present

AGC PARTNERS

Office #1: 99 High Street Floor 22, Boston, MA 02110
BD
CRD#: 125958
BOSTON, MA
Past

May 4, 2017 - November 13, 2020

TRUIST SECURITIES, INC.

BD
CRD#: 6271
SAN FRANCISCO, CA
Past

April 30, 2012 - March 29, 2017

UNION SQUARE ADVISORS LLC

BD
CRD#: 141254
SAN FRANCISCO, CA
Past

October 6, 2010 - April 9, 2012

THINKEQUITY LLC

BD
CRD#: 44274
SAN FRANCISCO, CA
Past

May 11, 2005 - May 26, 2006

SEVEN HILLS PARTNERS LLC

BD
CRD#: 118240
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/13/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 10/4/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AP
AGC PARTNERS
AGC PARTNERS | AMERICA'S GROWTH CAPTIAL, LLC | AMERICA'S GROWTH CAPITAL, LLC

CRD#: 125958 / SEC#: , 8-65839

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
99 High Street Floor 22, Boston, MA 02110
Mailing Address
99 High Street Floor 22, Boston, MA 02110
Phone number
(617) 261-4100
Established
Delaware since 01/08/2003
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
AMERICA'S GROWTH CAPITAL HOLDINGS LLCOWNER
GUIDO, JONATHAN DAVIDINVESTMENT BANKING, PARTNER4285417
HOWE, MATTHEW BENJAMINCEO, FINOP, FOUNDING PARTNER, CCO1763872
KUSSMAUL, MARIA LEWISPRINCIPAL2845618

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


AGC PARTNERS

CRD#: 125958Boston, MA 02110

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