Jeffrey Sarti

MORTON WEALTH | CEO

Calabasas, CA 91301

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CRD#: 4837493

Professional summary

Jeffrey Sarti is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffrey has worked at 2 firms .

Question & Answer

What are your service offerings?

Trust & estate planning

Financial planning

Trading individual securities

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Sarti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2011 - Present

MORTON WEALTH

Office #1: 27200 Agoura Road Suite 200, Calabasas, CA 91301

RIA

CRD#: 141250

Calabasas, CA

Past

August 30, 2006 - November 21, 2007

MORTON WEALTH

RIA

CRD#: 141250

CALABASAS, CA

Past

August 19, 2004 - September 27, 2006

MORTON MANAGEMENT, INC.

RIA

CRD#: 106549

CALABASAS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORTON WEALTH

MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA

Registered Investment Advisory firm - (7/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/10/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MORTON WEALTH

MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA

Registered Investment Advisory firm - (7/1/2006 Approved)

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Contact information

Main Address

27200 Agoura Road Suite 200, Calabasas, CA 91301

Mailing Address

Phone number

(818) 222-4727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORTON CAPITAL BROCHURE MAY 2020 (5/15/2025)

Regulatory assets under management

Total Number of Accounts	3,622
AUM (Assets Under Management)	$ 2,956,328,474

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2025	Cover Page	Report
10/30/2023	Cover Page	Report
06/21/2023	Cover Page	Report
02/14/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jeffrey Sarti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Sarti's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORTON WEALTH

MORTON WEALTH

MORTON MANAGEMENT, INC.

Primary Firm SEC Registration

MORTON WEALTH

State Registrations and Notice Filings

Exams

Current Firm

MORTON WEALTH

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MORTON WEALTH

TRUST BUT VERIFY

Contact information

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