NS
Natalie D. Schweers
SYNOVUS SECURITIES
Augusta, GA 30901
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CRD#: 4837362
NS
Professional summary
Natalie D Schweers, CIMA®, who also goes by Natalie Schweers Coghill, Natalie Amanda Dopson, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Augusta, Georgia.
Natalie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Natalie has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Natalie Schweers Coghill | Natalie Amanda Dopson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JUD C. HICKEY |1901 CENTRAL AVE, AUGUSTA, GA 30904 | BANKING | CORPORATE BANKER /FINANCIAL ADVISOR |2 HRS/MO, 0 DURING TRADING | INVESTMENT RELATED | NO COMPENSATION | BOARD MEMBER AND MEMBER OF FINANCE COMMITTEE WHICH INCLUDES REVIEW OF INVESTMENT POLICY AND EXECUTIVE BY OUTSIDE ADVISORS.| START DATE 11/15/19 GRACESTONE LLC | 2714 WALTON WAY, AUGUSTA, GA | BRANDING EXPENSES | FINANCIAL ADVISOR | .5 HRS/MO, ZERO DURING TRADING | NOT INVESTMENT RELATED | NO COMPENSATION | LLC IS SIMPLY HOLDING BUCKET FOR FUNDS THAT WILL BE USED FOR BRANDING PURPOSES. | START DATE 10/01/2020 PATTILLO CONSTRUCTION | START 02/12/2020 | 2600 CENTURY PKWY NE SUITE 100, ATLANTA, GA 30345 | CONSTRUCTION | DIRECTOR | 2 HRS/MO DURING TRADING | NOT INVESTMENT RELATED | COMPENSATED VIA FLAT FEE BY BUSINESS FOR ATTENDING QUARTERLY MEETINGS | SERVE AS A DIRECTOR, PROVIDING FEEDBACK AND SUGGESTIONS REGARDING THE OPERATION OF THE BUSINESS MODEL STATE BOTANICAL GARDEN | START DATE 05/01/2020 | 2450 S MILLEDGE AVE, ATHENS, GA | BOTANICAL GARDEN | BOARD MEMBER | 1 HR/MO DURING TRADING | NOT INVESTMENT RELATED | NO COMPENSATION | BOARD MEMBER FOR THE GARDEN. INVOLVEMENT WILL INCLUDE ATTENDANCE AT QUARTERLY MEETINGS AROUND THE STATE. NO INVESTMENT OR FINANCIAL ADVICE IS INVOLVED. UGA FOUNDATION BOARD OF TRUSTEES | START DATE 07/01/2020 | ONE PRESS PLACE, SUITE 204, ATHENS, GA 30602 | OVERSEE FOUNDATION GOVERNANCE | ADVISORY TRUSTEE | 3 HRS/MO, 1 HR/MO DURING TRADING | NOT INVESTMENT RELATED | NO COMPENSATION | I WILL BE ASSIGNED TO THE FINANCE AND INVESTMENT COMMITTEE. CSRA COMMUNITY FOUNDATION | START DATE 03/1/2021 | 720 ST. SEBASTIAN WAY SUITE 160, AUGUSTA, GA 30903 | MANAGING AND DIRECTION OF DONATED ASSETS FOR COMMUNITY | MEMBER OF BOARD OF DIRECTORS | .5 HRS/MO, 0 DURING TRADING | NOT INVESTMENT RELATED | NO COMPENSATION | MEMBER OF BOARD OF DIRECTORS AND INVESTMENT COMMITTEE, WHICH OVERSEES AN OUTSIDE MANAGERS TO WHOM DISCRETION IS DELEGATED
CRS (Client Relationship Summary) - RIA
Click below to view Natalie D Schweers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Natalie D Schweers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 16, 2017 - Present
SYNOVUS SECURITIES, INC.
Office #1: 720 Saint Sebastian Way Suite 130, Augusta, GA 30901RIA
BD
CRD#: 14023
Augusta, GA
Current
October 16, 2017 - Present
SYNOVUS SECURITIES, INC.
Office #1: 720 Saint Sebastian Way Suite 130, Augusta, GA 30901RIA
BD
CRD#: 14023
Augusta, GA
Past
September 20, 2016 - October 19, 2017
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
AUGUSTA, GA
Past
October 29, 2004 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
AUGUSTA, GA
Past
August 17, 2004 - October 19, 2017
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
AUGUSTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2021)
IAR
Alabama(9/17/2021)
RR
District of Columbia(10/20/2023)
IAR
District of Columbia(11/20/2023)
RR
Florida(10/16/2017)
IAR
Florida(10/25/2017)
RR
Georgia(10/16/2017)
IAR
Georgia(10/17/2017)
RR
Illinois(10/22/2019)
IAR
Illinois(11/12/2019)
RR
Massachusetts(9/26/2018)
IAR
Massachusetts(10/2/2018)
RR
Nevada(3/18/2020)
IAR
Nevada(3/30/2020)
RR
New York(10/16/2017)
IAR
New York(4/5/2021)
RR
North Carolina(10/16/2017)
IAR
North Carolina(10/19/2017)
RR
Ohio(10/16/2017)
IAR
Ohio(10/16/2017)
RR
South Carolina(10/16/2017)
IAR
South Carolina(10/16/2017)
RR
Tennessee(11/10/2020)
RR
Texas(10/16/2017)
IAR
Texas(10/16/2017)
RR
Washington(5/21/2024)
IAR
Washington(5/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
