JE
Justin Epstein
IM GLOBAL PARTNER FUND MANAGEMENT LLC
El Segundo, CA 90245
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CRD#: 4836784
JE
Professional summary
Justin Epstein is a registered financial advisor currently at IM GLOBAL PARTNER FUND MANAGEMENT LLC located in El Segundo, California and IM GLOBAL US DISTRIBUTORS LLC located in El Segundo, California.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Justin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IM Global Partner; Director US Fixed Income Sales. Approx. 150 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Epstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2022 - Present
IM GLOBAL PARTNER FUND MANAGEMENT LLC
Office #1: 1600 E. Franklin Ave, Suite D, El Segundo, CA 90245RIA
CRD#: 110005
El Segundo, CA
Current
April 1, 2022 - Present
IM GLOBAL US DISTRIBUTORS LLC
Office #1: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245BD
CRD#: 299892
El Segundo, CA
Past
May 7, 2018 - March 23, 2022
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
May 4, 2018 - March 23, 2022
MORGAN STANLEY
BD
CRD#: 149777
New York, NY
Past
April 15, 2015 - May 3, 2018
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
April 14, 2015 - May 3, 2018
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
June 22, 2010 - March 16, 2015
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
NEW YORK, NY
Past
June 18, 2010 - March 16, 2015
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
September 25, 2006 - June 18, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEW YORK, NY
Past
September 28, 2004 - August 1, 2006
UBS SERVICES USA LLC
BD
CRD#: 46330
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IG
IM GLOBAL PARTNER FUND MANAGEMENT LLC
IM GLOBAL PARTNER FUND MANAGEMENT LLC | LITMAN/GREGORY FUND ADVISORS, LLC | LITMAN GREGORY FUND ADVISORS, LLC | LITMAN GREGORY FUND ADVISORS LLC | IM GLOBAL PARTNER FUND MANAGEMENT, LLC
CRD#: 110005 / SEC#: 801-52710
RIA
Registered Investment Advisory firm - (8/21/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2022)
RR
Alaska(4/1/2022)
RR
Arizona(4/1/2022)
RR
Arkansas(4/1/2022)
RR
California(4/1/2022)
IAR
California(5/5/2022)
RR
Colorado(4/1/2022)
RR
Connecticut(4/1/2022)
RR
Delaware(4/1/2022)
RR
District of Columbia(4/1/2022)
RR
Florida(4/1/2022)
RR
Georgia(4/1/2022)
RR
Hawaii(4/1/2022)
RR
Idaho(4/1/2022)
RR
Illinois(4/1/2022)
RR
Indiana(4/1/2022)
RR
Iowa(4/1/2022)
RR
Kansas(4/1/2022)
RR
Kentucky(4/1/2022)
RR
Louisiana(4/1/2022)
RR
Maine(4/1/2022)
RR
Maryland(4/1/2022)
RR
Massachusetts(4/1/2022)
RR
Michigan(4/1/2022)
RR
Minnesota(4/1/2022)
RR
Mississippi(4/1/2022)
RR
Missouri(4/1/2022)
RR
Montana(4/1/2022)
RR
Nebraska(4/1/2022)
RR
Nevada(4/1/2022)
RR
New Hampshire(4/1/2022)
RR
New Jersey(4/1/2022)
RR
New Mexico(4/1/2022)
RR
New York(4/1/2022)
RR
North Carolina(4/1/2022)
RR
North Dakota(4/1/2022)
RR
Ohio(4/4/2022)
RR
Oklahoma(4/1/2022)
RR
Oregon(4/1/2022)
RR
Pennsylvania(4/1/2022)
RR
Puerto Rico(4/1/2022)
RR
Rhode Island(4/1/2022)
RR
South Carolina(4/1/2022)
RR
South Dakota(4/1/2022)
RR
Tennessee(4/1/2022)
RR
Texas(4/1/2022)
RR
Utah(4/1/2022)
RR
Vermont(4/1/2022)
RR
Virginia(4/1/2022)
RR
Washington(4/1/2022)
RR
West Virginia(4/1/2022)
RR
Wisconsin(4/1/2022)
RR
Wyoming(4/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IG
IM GLOBAL PARTNER FUND MANAGEMENT LLC
IM GLOBAL PARTNER FUND MANAGEMENT LLC | LITMAN/GREGORY FUND ADVISORS, LLC | LITMAN GREGORY FUND ADVISORS, LLC | LITMAN GREGORY FUND ADVISORS LLC | IM GLOBAL PARTNER FUND MANAGEMENT, LLC
CRD#: 110005 / SEC#: 801-52710
RIA
Registered Investment Advisory firm - (8/21/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Mailing Address
Phone number
(323) 238-4518
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 3,340,142,863 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
