Jeffrey A Smith

ADAMSBROWN WEALTH CONSULTANTS LLC

Wichita, KS 67202

Some features on this profile are disabled

CRD#: 4836573

Professional summary

Jeffrey A Smith, who also goes by Jeffrey Allyn Smith, is a registered financial advisor currently at ADAMSBROWN WEALTH CONSULTANTS LLC located in Wichita, Kansas and PRIVATE CLIENT SERVICES, LLC located in Wichita, Kansas.

Jeffrey A is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeffrey A has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Allyn Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent~Insurance sales through various companies. Jeffrey A and Carla J Smith Rev Liv Trust. 2510 N Spring Hollow St, Wichita, KS 67228. This is my personal Revocable Trust, where I am grantor and trustee. Grantor and Trustee of Rev Liv Trust. 0 hrs/mo; 0 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey A Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2020 - Present

ADAMSBROWN WEALTH CONSULTANTS LLC

Office #1: 358 N Main Street Suite 100, Wichita, KS 67202

RIA

CRD#: 308410

Wichita, KS

Current

June 29, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 358 N Main St Ste 100, Wichita, KS 67202

RIA

CRD#: 120222

Wichita, KS

Past

July 5, 2011 - July 14, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

WICHITA, KS

Past

July 5, 2011 - July 14, 2020

LPL FINANCIAL LLC

CRD#: 6413

WICHITA, KS

Past

November 17, 2006 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

WICHITA, KS

Past

November 17, 2006 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

WICHITA, KS

Past

November 2, 2004 - November 17, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WICHITA, KS

Past

September 16, 2004 - November 17, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WICHITA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAMSBROWN WEALTH CONSULTANTS LLC

CRD#: 308410 / SEC#: 801-118670

RIA

Registered Investment Advisory firm - (5/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(6/29/2020)

IAR

Kansas
(7/29/2020)

Missouri
(1/3/2023)

Nevada
(2/28/2022)

Ohio
(5/9/2023)

Oklahoma
(6/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ADAMSBROWN WEALTH CONSULTANTS LLC

CRD#: 308410 / SEC#: 801-118670

RIA

Registered Investment Advisory firm - (5/7/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

358 N Main Street Suite 100, Wichita, KS 67202

Mailing Address

Phone number

(316) 683-2067

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAMSBROWN DISCLOSURE BROCHURE AND PRIVACY POLICY (10/2/2025)

Regulatory assets under management

Total Number of Accounts	3,991
AUM (Assets Under Management)	$ 880,935,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Stumpf

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Wichita, KS

Marc Vincent

REDSTONE ADVISORS INC

IAR

WICHITA, KS

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey A Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey A Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ADAMSBROWN WEALTH CONSULTANTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2004

Series 63

Date: 9/27/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2004

FINRA

Current Firm

ADAMSBROWN WEALTH CONSULTANTS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAMSBROWN WEALTH CONSULTANTS LLC

TRUST BUT VERIFY

Similar Advisors