Nestor J. Fernandez

DEALERWEB LLC

NEW YORK, NY 10167

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CRD#: 4836316

Professional summary

Nestor Javier Fernandez is a registered financial professional currently at DEALERWEB LLC located in New York, New York.

Nestor is registered as a RR (Registered Representative) and started their career in finance in 2005. Nestor has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2022 - Present

DEALERWEB LLC

Office #1: 245 Park Avenue, New York, NY 10167

CRD#: 19662

NEW YORK, NY

Past

August 7, 2018 - July 12, 2022

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

July 24, 2012 - July 24, 2018

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

January 3, 2006 - October 14, 2011

TFS DERIVATIVES LLC

CRD#: 30395

NEW YORK, NY

Past

February 4, 2005 - November 21, 2005

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/12/2022)

Exams

State Security Law Exam

Series 63

Date: 8/13/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/13/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/3/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DEALERWEB LLC

DEALERWEB INC. | HILLIARD FARBER & CO., INC. | DEALERWEB LLC

CRD#: 19662 / SEC#: , 8-38103

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Mailing Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Phone number

(212) 797-1980

Established

Delaware since 12/20/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TRADEWEB IDB MARKETS, INC.	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CLACK, AMY	BOARD MEMBER	4882071
COTTER, RICHARD JOSEPH JR	PRINCIPAL FINANCIAL OFFICER	1611037
GALINDO, JORGE ALBERTO JR	PRINCIPAL OPERATIONS OFFICER	2501261
HUESTIS, TIMOTHY DANIEL	EXECUTIVE REPRESENTATIVE	4931620
MCKEON, ALFRED PETER	PRESIDENT	1666355
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
SULLIVAN, MICHAEL FRANCIS	CHIEF COMPLIANCE OFFICER	3254037
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

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Nestor J. Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nestor Javier Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

BGC FINANCIAL, L.P.

TFS DERIVATIVES LLC

GFI SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/2012

SIE

Date: 10/1/2018

Series 3

Date: 9/13/2018

Series 7

Date: 2/3/2005

FINRA

Current Firm

DEALERWEB LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DEALERWEB LLC

TRUST BUT VERIFY

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