Bernadette M. Strout

CETERA INVESTMENT ADVISERS LLC

NEW YORK, NY 10010

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CRD#: 4835859

Professional summary

Bernadette Marie Strout, CFP®, who also goes by Bernadette Strout, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New York, New York and CETERA ADVISORS LLC located in Iselin, New Jersey.

Bernadette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Bernadette has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bernadette Strout

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) New Jersey Institute of Technology; Volunteer; Education/Training; Start date 10/01/2008; 16 hours per month. 2.) Sailwinds Financial Strategies; Sole Proprietors; Holding Company; Start date 01/18/2016; 12 hours per month. 3.) Manhattan Ridge Advisors; Independent Contractor; DBA; Start date 01/15/2016; 160 hours per month. 4.) Insurance; Agent; Fixed Insurance sales; Full time; 160 hours a month; direct with insurance companies or without side IMOs. 5.) Kaplan; Instructor; education/Teaching; start date 09/15/2015; 32 hrs. per month. 6.) Bernadette Strout Insurance; Agent; Insurance (Fixed/Life/Health/P&C); start date 01/12/2012; 160 hours per month. 7.) Savvy Divorce Solutions, Inc.; President; Consulting; Start Date: 03/12/2018; 80 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernadette Marie Strout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 10 Waterside Plaza Suite 4h, New York, NY 10010Office #2: 31 W Pampano Dr., Brick, NJ 08723

RIA

CRD#: 105644

NEW YORK, NY

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 33 Wood Avenue South 6th Floor, Iselin, NJ 08830Office #2: 1460 Broadway, New York, NY 10036

CRD#: 10299

ISELIN, NJ

Past

January 20, 2016 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

New York, NY

Past

January 15, 2016 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NEW YORK, NY

Past

January 17, 2012 - January 15, 2016

GITTERMAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 153062

EDISON, NJ

Past

January 17, 2012 - January 15, 2016

TRIAD ADVISORS LLC

CRD#: 25803

Edison, NJ

Past

September 26, 2008 - January 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MATAWAN, NJ

Past

September 26, 2008 - January 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MATAWAN, NJ

Past

September 29, 2004 - October 14, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

EDISON, NJ

Past

September 3, 2004 - October 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MANALAPAN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/8/2022)

Maine
(9/8/2022)

Maryland
(9/8/2022)

IAR

New Jersey
(11/12/2020)

New Jersey
(9/8/2022)

IAR

New York
(3/31/2021)

New York
(9/8/2022)

Pennsylvania
(9/8/2022)

Virginia
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bernadette M. Strout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernadette Marie Strout's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

GITTERMAN WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2004

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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