Giselle M. Sada

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CRD#: 4835372

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Giselle Marie Sada, who also goes by Giselle Marie Tiu, was a registered financial professional .

Giselle is a previously registered financial professional and started their career in finance in 2004. Giselle had worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Giselle Marie Tiu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

St Patrick Preschool- 1000 N Buckley Station Rd Louisville KY 40245- assistant pre-school teacher- 40 hpm

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 15, 2024 - June 4, 2025

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

LOUISVILLE, KY

Past

September 26, 2024 - June 4, 2025

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

June 29, 2023 - January 30, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

COLUMBUS, OH

Past

August 19, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

COLUMBUS, OH

Past

August 18, 2021 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

August 18, 2021 - January 30, 2024

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

August 18, 2021 - January 30, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

August 18, 2021 - January 30, 2024

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 18, 2021 - January 30, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 22, 2017 - August 7, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

COLUMBUS, OH

Past

June 22, 2017 - August 7, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

COLUMBUS, OH

Past

November 6, 2012 - June 12, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ROANOKE, VA

Past

September 12, 2012 - June 12, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ROANOKE, VA

Past

August 3, 2011 - March 27, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HONOLULU, HI

Past

October 21, 2010 - August 2, 2011

LPL FINANCIAL LLC

CRD#: 6413

HONOLULU, HI

Past

September 24, 2007 - November 16, 2009

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

August 20, 2004 - September 19, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BLUE ASH, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/2/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/30/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2007

General Securities Principal Examination

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Giselle M. Sada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

FIRST ALLIED SECURITIES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2012

Series 63

Date: 8/27/2004

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2004

Series 53

Date: 11/2/2018

Series 4

Date: 12/30/2008

Series 24

Date: 12/22/2007

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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