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MS

Michael G. Sotiropoulos

QUANTITATIVE BROKERS
NEW YORK, NY 10017
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CRD#: 4835085
MS
Michael George SotiropoulosQUANTITATIVE BROKERS

Professional summary


Michael George Sotiropoulos, who also goes by Michael G Sotiropoulos, is a registered financial professional currently at QUANTITATIVE BROKERS, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.

Aliases


Michael G Sotiropoulos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael George Sotiropoulos's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 12, 2026 - Present

QUANTITATIVE BROKERS, LLC

Office #1: 285 Madison Avenue Suite 1700, New York, NY 10017
BD
CRD#: 169876
NEW YORK, NY
Past

May 24, 2021 - July 9, 2026

INTELLIGENT CROSS LLC

BD
CRD#: 288946
STAMFORD, CT
Past

February 18, 2020 - October 30, 2020

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

April 25, 2016 - December 31, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

November 18, 2009 - April 13, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/12/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 12/23/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 5/10/2018
Securities Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


QB
QUANTITATIVE BROKERS, LLC
QUANTITATIVE BROKERS, LLC

CRD#: 169876 / SEC#: , 8-69396

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
285 Madison Avenue Suite 1700, New York, NY 10017
Mailing Address
285 Madison Avenue Suite 1700, New York, NY 10017
Phone number
(646) 293-1800
Established
Delaware since 06/18/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
DEUTSCHE BOERSE SYSTEMS, INC.SHAREHOLDER
CENTANA GROWTH PARTNERS (AIV), LLCSHAREHOLDER
ALLEN, JOHN FAULKNERINTERIM CEO, CCO, FINOP4314730
ALMGREN, ROBERT FREDERICKSHAREHOLDER; BOARD; PRESIDENT4994071

Red Flags


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Company Information


QUANTITATIVE BROKERS, LLC

CRD#: 169876New York, NY 10017

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