JS
Jacqueline A. Stacey
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mason, OH 45040
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CRD#: 4834891
JS
Professional summary
Jacqueline Anne Stacey, CFP®, who also goes by Jackie Anne Jenkins, Jacqueline A Jenkins, Jacqueline Anne Jenkins, Jackie Anne Paffe, Jacqueline A Paffe, Jacqueline Anne Paffe, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mason, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Mason, Ohio.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jacqueline has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackie Anne Jenkins | Jacqueline A Jenkins | Jacqueline Anne Jenkins | Jackie Anne Paffe | Jacqueline A Paffe | Jacqueline Anne Paffe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.UNITED HEALTHCARE, 400 E BUSINESS WAY, SHARONVILLE, OH, 8/01/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 10/WK - 2/TRADING. 2.KANSAS CITY LIFE, 3520 BROADWAY, KANSAS CITY, MO, 1/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 10/MO - 1/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 01/10/18. 4. LIFETIME STRATEGIES, 8118 COPORATE WAY, STE 140, MASON, OH, DBA, REGISTERED REP, 11/01/08, INV REL, 40/WK- 40/TRADING 5. HOA OF ANGEL DRIVE, 5213 ANGEL DR, BATAVIA, OH, TREASURER OF HOMEOWNERS ASSOCIATION, 05/10/21, NIR, 5 HR/YR- 0/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Anne Stacey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 10, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 8118 Corporate Way #140, Mason, OH 45040RIA
CRD#: 134139
Mason, OH
Current
January 10, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 8118 Corporate Way #140, Mason, OH 45040BD
CRD#: 39543
Mason, OH
Past
January 2, 2015 - December 22, 2017
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Cincinnati, OH
Past
November 14, 2014 - January 9, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CINCINNATI, OH
Past
October 20, 2011 - November 14, 2014
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
CINCINNATI, OH
Past
November 4, 2008 - October 6, 2011
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
CINCINNATI, OH
Past
August 15, 2006 - October 9, 2008
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CINCINNATI, OH
Past
August 18, 2004 - July 17, 2006
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BLUE ASH, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/10/2018)
RR
Indiana(3/15/2021)
RR
Kentucky(3/26/2021)
RR
Louisiana(6/9/2020)
RR
Michigan(8/8/2024)
RR
Missouri(8/8/2024)
RR
Ohio(1/10/2018)
IAR
Ohio(1/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Mason, OH 45040TRUST BUT VERIFY
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