John W. Collins
Professional summary
John Wallace Collins, who also goes by John W. Collins, John Wallace Collins III, Trey Collins, John W. Collins III Iii, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 3, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Wallace Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
October 16, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 919 E Main St Fl 5 & 7, Richmond, VA 23219December 23, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
November 2, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 6, 2009 - October 5, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 9, 2006 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2006 - October 5, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 1, 2005 - June 22, 2006
MORGAN STANLEY DW INC.
August 31, 2005 - June 22, 2006
MORGAN STANLEY DW INC.
October 25, 2004 - April 12, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
October 8, 2004 - April 12, 2005
IDS LIFE INSURANCE COMPANY
October 8, 2004 - April 12, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(7/13/2016)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
(10/16/2015)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
