LS
Lori J. Siro
KESTRA ADVISORY SERVICES
Port Jefferson, NY 11777
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CRD#: 4834784
LS
Professional summary
Lori Jean Siro, who also goes by Lori Jean May, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lori has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Jean May
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LJ SIRO CPA SERVICES PC POSITION: PRESIDENT OF LJ SIRO CPA SERVICES PC AND 100% SHAREHOLDER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2004 ADDRESS: 384 LARKFIELD RD STE 3, EAST NORTHPORT NY 11731, United States DESCRIPTION: I AM A CPA AND HAVE A CPA FIRM LOCATED AT THE ABOVE ADDRESS. I DO TAXES FOR ABOUT 250 CLIENTS AND ALSO DO WORK ALL YEAR FOR SMALL BUSINESS. LORI SIRO-SOLE PROPREITOR POSITION: I AM THE OWNER OF A SINGLE FAMILY RESIDENCE IN SIMPSONVILLE, SOUTH CAROLINA. NATURE: RENTAL ACTIVITY INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 301 FORTUNA DRIVE, SIMPSONVILLE SC 29681, United States DESCRIPTION: I RECEIVE A RENTAL CHECK MONTHLY AND PAY EXPENSES INCLUDING A MORTGAGE. IF REPAIRS ARE NEEDED i CALL A HOME WARRANTY OR REPAIR COMPANY AS NEEDED.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Jean Siro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777RIA
CRD#: 283330
Port Jefferson, NY
Past
May 13, 2021 - December 21, 2021
CAPITAL ANALYSTS
RIA
CRD#: 162200
East Northport, NY
Past
March 25, 2021 - December 21, 2021
LINCOLN INVESTMENT
RIA
CRD#: 519
East Northport, NY
Past
January 3, 2017 - December 21, 2021
LINCOLN INVESTMENT
BD
CRD#: 519
East Northport, NY
Past
July 21, 2015 - January 3, 2017
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
East Northport, NY
Past
March 25, 2005 - December 26, 2014
HEROLD & LANTERN INVESTMENTS, INC.
BD
CRD#: 30996
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(12/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11777TRUST BUT VERIFY
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