Georgianne E. Pillsbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgianne Evelyn Pillsbury, who also goes by Georgianne Evelyn Alexander, Georgianne Evelyn Embry, Georgianne Evelyn Mcconnell, Georgianne Evelyn Williams, Georgianne Williams, was a registered financial professional .
Georgianne is a previously registered financial professional and started their career in finance in 2004. Georgianne had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2014 - July 16, 2014
AMERITAS INVESTMENT COMPANY, LLC
June 12, 2013 - March 31, 2014
BFC PLANNING, INC.
June 12, 2013 - March 31, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 6, 2012 - May 21, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - May 21, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 15, 2009 - January 6, 2012
WORLD GROUP SECURITIES, INC.
July 9, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
October 5, 2006 - July 29, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 24, 2006 - September 21, 2006
MML INVESTORS SERVICES, LLC
October 28, 2004 - May 17, 2006
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
