Rekha N. Unnithan
Professional summary
Rekha N Unnithan, CFA, who also goes by Rekha Natrajan, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in New York, New York.
Rekha is registered as a RR (Registered Representative) and started their career in finance in 2005. Rekha has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rekha N Unnithan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
NUVEEN SECURITIES, LLC
Office #1: 730 Third Ave, New York, NY 10017March 12, 2012 - December 31, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
March 15, 2005 - November 28, 2006
MERRILL LYNCH TRUST COMPANY
March 15, 2005 - January 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2005 - January 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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