Brett C. D'orlando

FORTEM FINANCIAL GROUP

Palm Desert, CA 92260

Some features on this profile are disabled

CRD#: 4834120

Professional summary

Brett Carlton D'orlando, AIF®, who also goes by Brett D'orlando, is a registered financial advisor currently at FORTEM FINANCIAL GROUP, LLC located in Palm Desert, California.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brett has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett D'orlando

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Carlton D'orlando's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 9, 2018 - Present

FORTEM FINANCIAL GROUP, LLC

Office #1: 44801 Village Court Suite 201, Palm Desert, CA 92260

RIA

CRD#: 291662

Palm Desert, CA

Past

July 25, 2016 - February 9, 2018

FORTEM FINANCIAL, LLC

RIA

CRD#: 283097

PALM DESERT, CA

Past

April 29, 2011 - July 15, 2016

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

PALM DESERT, CA

Past

April 29, 2011 - July 15, 2016

HIGHTOWER SECURITIES, LLC

CRD#: 116681

PALM DESERT, CA

Past

November 4, 2004 - May 3, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIAN WELLS, CA

Past

September 27, 2004 - May 3, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

INDIAN WELLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTEM FINANCIAL GROUP, LLC

FORTEM FINANCIAL | FORTEM FINANCIAL GROUP, LLC

CRD#: 291662 / SEC#: 801-112300

RIA

Registered Investment Advisory firm - (1/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/14/2024)

IAR

California
(2/9/2018)

IAR

Texas
(7/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/11/2011

General Securities Sales Supervisor - Options Module Examination

Current Firm

FORTEM FINANCIAL GROUP, LLC

FORTEM FINANCIAL | FORTEM FINANCIAL GROUP, LLC

CRD#: 291662 / SEC#: 801-112300

RIA

Registered Investment Advisory firm - (1/25/2018 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

44801 Village Court #201, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 206-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTEM FINANCIAL GROUP, LLC PART 2A BROCHURE (11/12/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 528,544,068

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2025	Cover Page	Report
07/29/2024	Cover Page	Report
09/20/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Cathy Cash

MORTON WEALTH

IAR

Santa Barbara, CA

John Bullitt

VALIDUS CAPITAL LLC

IAR

El Segundo, CA

Andrea Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brett C. D'orlando

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Carlton D'orlando's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTEM FINANCIAL, LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FORTEM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2004

SIE

Date: 7/15/2016

Series 7

Date: 9/25/2004

Series 9

Date: 3/11/2011

Current Firm

FORTEM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORTEM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors