Wei Wang

TRIPLE SUMMIT ADVISORS

Newton, MA 02458

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CRD#: 4833881

Professional summary

Wei Wang, CFP® is a registered financial advisor currently at TRIPLE SUMMIT ADVISORS, LLC located in Newton, Massachusetts.

Wei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Wei has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wei Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 27, 2016 - Present

TRIPLE SUMMIT ADVISORS, LLC

Office #1: 7 Playstead Road, Unit 1, Newton, MA 02458

RIA

CRD#: 282764

Newton, MA

Past

September 15, 2004 - November 16, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/28/2016)

IAR

Massachusetts
(4/27/2016)

IAR

New Jersey
(1/5/2021)

IAR

New York
(3/4/2021)

IAR

Texas
(2/22/2017)

IAR

Washington
(1/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/14/2004

General Securities Representative Examination

Current Firm

TRIPLE SUMMIT ADVISORS, LLC

CRD#: 282764 / SEC#:

California

Registered Investment Advisory firm - (4/28/2016 Approved)

Colorado

Registered Investment Advisory firm - (9/27/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (4/27/2016 Approved)

New Jersey

Registered Investment Advisory firm - (1/5/2021 Approved)

New York

Registered Investment Advisory firm - (5/26/2016 Approved)

Texas

Registered Investment Advisory firm - (2/16/2017 Conditional Restricted)

Washington

Registered Investment Advisory firm - (11/15/2018 Approved)

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Contact information

Main Address

Newton, MA

Mailing Address

P.o. Box 95141, Newton, MA 02495-0141

Phone number

(917) 574-2670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 90,335,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wei Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wei Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIPLE SUMMIT ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2004

Series 7

Date: 9/14/2004

Current Firm

TRIPLE SUMMIT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRIPLE SUMMIT ADVISORS, LLC

TRUST BUT VERIFY

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