Daniel P. Carreno

O-SIX IMPACT PARTNERS

Denver, CO

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CRD#: 4833546

Professional summary

Daniel Paul Carreno, who also goes by Daniel P Carreno, is a registered financial advisor currently at O-SIX IMPACT PARTNERS, LLC located in Denver, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel P Carreno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Carreno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2023 - Present

O-SIX IMPACT PARTNERS, LLC

RIA

CRD#: 327476

Denver, CO

Past

July 1, 2022 - November 6, 2023

ETHOS ESG INVESTMENTS LLC

RIA

CRD#: 319638

Denver, CO

Past

May 4, 2020 - November 24, 2021

CHANGE FINANCE

RIA

CRD#: 287807

ALEXANDRIA, VA

Past

September 22, 2006 - October 2, 2017

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

August 18, 2004 - September 5, 2006

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2004

General Securities Representative Examination

Current Firm

O-SIX IMPACT PARTNERS, LLC

CRD#: 327476 / SEC#:

Colorado

Registered Investment Advisory firm - (9/22/2023 Approved)

Washington

Registered Investment Advisory firm - (2/16/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Denver, CO

Mailing Address

1312 17th St. #1323, Denver, CO 80202

Phone number

(303) 947-3891

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel P. Carreno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Carreno's CRS (Customer Relationship Summary).

Certified licenses

Experience

O-SIX IMPACT PARTNERS, LLC

ETHOS ESG INVESTMENTS LLC

CHANGE FINANCE

FRED ALGER & COMPANY, LLC

HENNION & WALSH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2020

Series 63

Date: 9/17/2004

SIE

Date: 10/2/2017

Series 7

Date: 8/17/2004

Current Firm

O-SIX IMPACT PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

O-SIX IMPACT PARTNERS, LLC

TRUST BUT VERIFY

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