David S. Raney
Professional summary
David Scott Raney, CFP® is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Fort Worth, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Scott Raney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2023 - Present
EMPIRICAL WEALTH MANAGEMENT
Office #1: 420 Throckmorton St Floor 03, Fort Worth, TX 76102July 28, 2005 - February 1, 2023
CHARLES SCHWAB & CO., INC.
November 16, 2004 - February 1, 2023
CHARLES SCHWAB & CO., INC.
September 17, 2004 - November 5, 2004
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2023)
(2/9/2023)
(2/9/2023)
(2/9/2023)
Exams
Current Firm
EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,402 |
| AUM (Assets Under Management) | $ 6,701,226,120 |
Red Flags
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