James L. Spickard
Professional summary
James L. Spickard, who also goes by James L Spickard, is a registered financial advisor currently at ADVANTA WEALTH MANAGEMENT located in Lynchburg, Virginia.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James L. Spickard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
ADVANTA WEALTH MANAGEMENT
Office #1: 828 Main St Suite 1803, Lynchburg, VA 24504March 22, 2022 - September 7, 2023
SELECTIVE WEALTH MANAGEMENT, INC.
May 9, 2014 - March 18, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2014 - March 18, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 2011 - May 9, 2014
BB&T INVESTMENT SERVICES, INC.
March 8, 2011 - May 9, 2014
BB&T INVESTMENT SERVICES, INC.
June 2, 2010 - August 23, 2010
MORGAN STANLEY
July 21, 2005 - November 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 18, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
May 18, 2005 - November 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/5/2024)
(8/8/2023)
Exams
Series 7TO
Date: 6/30/2024
General Securities Representative ExaminationCurrent Firm
ADVANTA WEALTH MANAGEMENT
CRD#: 326877 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 31,347,124 |
Red Flags
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