Mark A. Padgett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Padgett was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2013 - December 31, 2025
TCFG WEALTH MANAGEMENT, LLC
August 27, 2009 - August 6, 2013
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
June 4, 2007 - June 12, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
May 19, 2006 - September 6, 2006
NATIXIS SECURITIES AMERICAS LLC
April 27, 2005 - May 3, 2006
KEYBANC CAPITAL MARKETS INC.
August 10, 2004 - April 26, 2005
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TCFG WEALTH MANAGEMENT, LLC
CRD#: 164153 / SEC#: , 8-69089
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
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