JT
John M. Turner
CETERA INVESTMENT ADVISERS LLC
HOUSTON, TX 77058
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CRD#: 4831861
JT
Professional summary
John Michael Turner, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Houston, Texas and CETERA WEALTH SERVICES, LLC located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2) Sweet Success ATX~10815 Ranch Rd 2222, Bldg 3B Ste.100 #106~Austin~TX~78730~Board Position/Officer~Other~11/15/2018~5hrs~4hrs~Serve on the board of directors to help manage the non-profit's strategy and goals 3) SWEET SUCCESS ATX POSITION: Chairman NATURE: Board Position/Officer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2018 2900 North Quinlan Park, STE B240 PMB 244, Austin TX 78732, Serve on the board of directors to help manage the non-profit's strategy and goals. 4) ATJ REAL ESTATE, LLC POSITION: Member NATURE: Purchasing a commercial property where my firm will rent most of the building. About 15% of the building will be available for another tenant. That space will be separate with it's own entrance. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2023 ADDRESS: 103 RR 620 S, Lakeway TX 78734, United States DESCRIPTION: My duties will be minimal property management activities. My wife, Adrianna Turner, will be co-owner of LLC and handle most property management duties. 5) STREAM WEALTH PARTNERS, LLC POSITION: Owner NATURE: This is the business name/entity that our group of advisors will market ourselves as. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2023 ADDRESS: 103 RR 620 S, Lakeway TX 78734, United States DESCRIPTION: Help create the vision, culture, and processes for a team of advisors to work together under. 6) TURNER WEALTH MANAGEMENT, INC. POSITION: Owner NATURE: Now that Stream Wealth Partners, LLC has become the entity we use for financial services, Turner Wealth Management Inc has very little activity. I am working on closing out the company and plan to dissolve it in 2025. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/17/2007 ADDRESS: 103 RR 620 S, Lakeway TX 78734, United States DESCRIPTION: As owner, I am working on wrapping up this entities operations to dissolve the company in 2025.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2525 Bay Area Blvd Suite 125, Houston, TX 77058Office #2: 103 Rr 620 S, Lakeway, TX 78734RIA
CRD#: 105644
HOUSTON, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2525 Bay Area Blvd Suite 125, Houston, TX 77058Office #2: 103 Rr 620 South, Lakeway, TX 78734BD
CRD#: 13572
HOUSTON, TX
Past
December 5, 2006 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HOUSTON, TX
Past
August 4, 2004 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LAKEWAY, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/18/2025)
RR
Massachusetts(9/18/2025)
RR
Missouri(9/16/2025)
RR
New York(9/5/2025)
RR
North Carolina(10/14/2025)
RR
Pennsylvania(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wisconsin(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
