Steven B. Nielsen
Professional summary
Steven Boyd Nielsen II, who also goes by Steven Boyd Nielsen, is a registered financial professional currently at LAZARD FRERES & CO. LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2006. Steven has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Boyd Nielsen II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2024 - Present
LAZARD FRERES & CO. LLC
Office #1: 30 Rockefeller Plaza, New York, NY 10020-5900May 4, 2021 - October 28, 2024
JEFFERIES LLC
September 25, 2018 - May 21, 2021
GOLDMAN SACHS & CO. LLC
January 6, 2016 - August 16, 2018
BMO CAPITAL MARKETS CORP.
April 13, 2009 - December 22, 2015
JEFFERIES LLC
March 8, 2006 - May 20, 2009
SINGPOLI WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 3/7/2006
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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