David G. Gordon
Professional summary
David Guinn Gordon, who also goes by David Gordon, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Denver, Colorado.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 2 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 50, Series 7, Series 54 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Guinn Gordon's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 7900 East Union Avenue Suite 1100, Denver, CO 80237September 14, 2010 - October 22, 2014
ESTRADA HINOJOSA & COMPANY, INC.
July 21, 2004 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2024)
Exams
Series 52TO
Date: 8/9/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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